Wealth manager, independent · Liverpool, NY
IBN Advisory Services, Inc.
SEC-registered investment adviser · CRD 293288 · SEC 801-113320
At a glance
IBN Advisory Services, Inc. is an SEC-registered investment adviser based in Liverpool, New York, with $70 million in regulatory assets under management as of its Form ADV filed August 27, 2026. Its largest client group by assets is individuals, and it reports 197 individual clients. By Form ADV it is a wealth manager, ranked 8,446th of 8,915 wealth managers and 15,722nd of 17,210 SEC-registered advisers by assets.
Main office 315-652-4426As filed on Form ADV
- Regulatory AUM
- $70M
- Rank among wealth managers
- #8,446 of 8,915
- Rank among all SEC RIAs
- #15,722 of 17,210
- Rank in New York
- #2,284 of 2,591
- Individual clients
- 197
- High-net-worth clients
- 5
- Accounts
- 210
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Richard James Jr CarlescoCEO
- Christopher Ryan AveryCOO
- Timothy Edward EvansEquity Partner
- Monica Ann ColesChief Compliance Officer
- Karen Le'ellen CokerDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
IBN Advisory Services, Inc. is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: IBN Financial Services, Inc..
- IBN Financial Services, Inc. ↗CRD 42360
Its Form ADV brochure (filed August 2026) names IBN Financial Services as the broker-dealer its advisers are registered with.
Certain professionals of IBNADV are also registered representatives of IBNBD.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 192 | $51M | 73% |
| High-net-worth individuals | 5 | $12M | 17% |
| Pension and profit sharing plans | – | $3M | 4% |
| Corporations or other businesses | – | $3M | 4% |
| Charitable organizations | – | $1M | 2% |
Disciplinary disclosures
IBN Advisory Services, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on IBN Advisory Services, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 3,045 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does IBN Advisory Services, Inc. manage?
IBN Advisory Services, Inc. reports $70 million in regulatory assets under management across 210 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 27, 2026.
What kind of firm is IBN Advisory Services, Inc.?
IBN Advisory Services, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are IBN Advisory Services, Inc.’s clients?
By assets, its largest client types are individuals ($51 million, 192 clients); high-net-worth individuals ($12 million, 5 clients); pension and profit sharing plans ($3 million).
Does IBN Advisory Services, Inc. have any disciplinary history?
IBN Advisory Services, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is IBN Advisory Services, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →