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Chief Compliance Officer · IBN Financial Services, Inc

Monica Ann Coles

CRD 5445069 · Named on Form ADV at 4 SEC-registered advisers

At a glance

IBN Financial Services, Inc, an SEC-registered broker-dealer firm based in Liverpool, NY with $88 million in regulatory assets, lists Monica Ann Coles on its Form ADV as Chief Compliance Officer. The SEC filings also name Monica at 3 other registered advisers.

Firms and roles

AtlasMembers

Monica’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Monica on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Monica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.