Broker-dealer firm · Liverpool, NY
IBN Financial Services, Inc
IBN Financial Services, Inc. · SEC-registered investment adviser · CRD 42360 · SEC 801-111848
At a glance
IBN Financial Services, Inc is an SEC-registered investment adviser based in Liverpool, New York, with $88 million in regulatory assets under management as of its Form ADV filed August 27, 2026. Its largest client group by assets is individuals, and it reports 497 individual clients. By Form ADV it is a broker-dealer firm, ranked 338th of 391 broker-dealer firms and 15,565th of 17,210 SEC-registered advisers by assets.
Main office 315-652-4426ibrokernet.comAs filed on Form ADV
- Regulatory AUM
- $88M
- Rank among broker-dealer firms
- #338 of 391
- Rank among all SEC RIAs
- #15,565 of 17,210
- Rank in New York
- #2,210 of 2,591
- Individual clients
- 497
- High-net-worth clients
- 40
- Accounts
- 519
- Discretionary
- 100% of AUM
- Employees
- 52
- Advisory staff
- 15
- Offices
- 1
Owners and executives on its Form ADV
- Richard James Jr CarlescoChief Executive Officer, Cheif Financial Officer
- Christopher Ryan AveryChief Operations Officer
- Timothy Edward EvansEquity Partner
- Monica Ann ColesChief Compliance Officer
- Karen Le'ellen CokerDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
IBN Financial Services, Inc is a hybrid RIA: 52 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names IBN Financial Services as the broker-dealer its advisers are registered with.
Each investment team that comprises “IBNFNSR” may also use a trade name so long as it is disclosed that they are registered representatives of IBN Financial Services, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 457 | $57M | 65% |
| High-net-worth individuals | 40 | $18M | 20% |
| Pension and profit sharing plans | 10 | $6M | 7% |
| Corporations or other businesses | 6 | $4M | 5% |
| Charitable organizations | 6 | $3M | 3% |
Disciplinary disclosures
IBN Financial Services, Inc answers yes to 11 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Other
Form ADV and brochures on the SEC’s adviser search ↗ibrokernet.com ↗
AtlasMembers
The full record on IBN Financial Services, Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 82 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does IBN Financial Services, Inc manage?
IBN Financial Services, Inc reports $88 million in regulatory assets under management across 519 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 27, 2026.
What kind of firm is IBN Financial Services, Inc?
IBN Financial Services, Inc is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are IBN Financial Services, Inc’s clients?
By assets, its largest client types are individuals ($57 million, 457 clients); high-net-worth individuals ($18 million, 40 clients); pension and profit sharing plans ($6 million, 10 clients).
Does IBN Financial Services, Inc have any disciplinary history?
IBN Financial Services, Inc answers yes to 11 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is IBN Financial Services, Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →