Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Katonah, NY
Every SEC-registered investment adviser representative at a firm office in Katonah, with the firms that employ the most of them.
The short answer
21 registered advisors work in Katonah; the most are at Atwob (2). 4 list the CFP designation and 13 are also registered broker representatives.
Firms with the most advisors in Katonah
Advisors in Katonah, A to Z
CFP advisors in Katonah →- Michael T. BirdKovack Advisors, Inc.
- Ryan N. DubakMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Edward W. DunnJ.P. Morgan Securities LLC
- Thomas E. DunnKestra Advisory Services, LLC · Chartered Financial Consultant
- Jay A. DuranteEdward Jones
- Christina M. GenerosoNeuberger Berman Bd LLC
- George S. HarringtonEmpower Advisory Group, LLC
- William D. HarrisonSirmium Capital, LLC
- Steven G. HorowitzJ.P. Morgan Securities LLC
- Michael B. KaplowitzOsaic Wealth, Inc. · Certified Financial Planner
- Mark D. KhorramStrategic Advisers LLC
- Pieter D. LootsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John R. NataloLPL Financial LLC · Certified Financial Planner
- Elizabeth F. PeckFrazier Financial Consultants, LLC · Certified Financial Planner
- Damian P. PettaCommonwealth Financial Network
- Richard T. ReboriAtwob · Chartered Financial Analyst
- Philip E. RichterHollow Brook Wealth Management LLC
- Donato SettanniSettanni Financial LLC
- Michael TomAtwob · Certified Financial Planner
- Sean J. WhelanBrandon Hill Wealth Management, LLC
- Paul M. WilliamsPaul M Williams LLC
Other cities in New York
All of New York →New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124
Questions
How many financial advisors are in Katonah, NY?
21 investment adviser representatives are registered at firm offices in Katonah, New York, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in Katonah?
Atwob, with 2 registered advisors in Katonah, followed by J.P. Morgan Securities LLC with 2.
How do I check a financial advisor in Katonah?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.