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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Uncasville, CT

Every SEC-registered investment adviser representative at a firm office in Uncasville, with the firms that employ the most of them.

5 registered advisors work in Uncasville; the most are at LPL Financial LLC (3). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Uncasville

FirmAdvisors in Uncasville
LPL Financial LLC news3
Jabez Financial, LLC2

Advisors in Uncasville, A to Z

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Other cities in Connecticut

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Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Uncasville, CT?

5 investment adviser representatives are registered at firm offices in Uncasville, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Uncasville?

LPL Financial LLC, with 3 registered advisors in Uncasville, followed by Jabez Financial, LLC with 2.

How do I check a financial advisor in Uncasville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.