Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Somers, CT
Every SEC-registered investment adviser representative at a firm office in Somers, with the firms that employ the most of them.
9 registered advisors work in Somers; the most are at Advisors Capital Management, LLC (1). 0 list the CFP designation and 6 are also registered broker representatives.
Firms with the most advisors in Somers
| Firm | Advisors in Somers |
|---|---|
| Advisors Capital Management, LLC | 1 |
| Ameriprise Financial Services, LLC news | 1 |
| Beaulieu & Associates, LLC | 1 |
| Cetera Investment Advisers LLC news | 1 |
| LPL Financial LLC news | 1 |
| Morgan Stanley news | 1 |
| Stock Financial And Retirement Solutions | 1 |
| T. Rowe Price Advisory Services, Inc. | 1 |
| William Joseph Capital Management, Inc. | 1 |
Advisors in Somers, A to Z
Search all of Connecticut →- James J. BeaulieuBeaulieu & Associates, LLC
- Hyman N. GlasmanLPL Financial LLC
- Willliam J. McCloskeyWilliam Joseph Capital Management, Inc.
- Todd A. MitchellAdvisors Capital Management, LLC
- Douglas B. NeimanCetera Investment Advisers LLC
- Jeffrey M. StockStock Financial And Retirement Solutions
- Kevin E. SugermeyerT. Rowe Price Advisory Services, Inc.
- James P. VilasusoAmeriprise Financial Services, LLC
- Patricia A. ZakMorgan Stanley
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59
Questions
How many financial advisors are in Somers, CT?
9 investment adviser representatives are registered at firm offices in Somers, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Somers?
Advisors Capital Management, LLC, with 1 registered advisors in Somers, followed by Ameriprise Financial Services, LLC with 1.
How do I check a financial advisor in Somers?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.