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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sandy Hook, CT

Every SEC-registered investment adviser representative at a firm office in Sandy Hook, with the firms that employ the most of them.

6 registered advisors work in Sandy Hook; the most are at Strategic Advisers LLC (2). 2 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Sandy Hook

FirmAdvisors in Sandy Hook
Strategic Advisers LLC2
Commonwealth Financial Network news1
LPL Financial LLC news1
Osaic Wealth, Inc. news1
Park Avenue Securities LLC1

Advisors in Sandy Hook, A to Z

CFP advisors in Sandy Hook →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Sandy Hook, CT?

6 investment adviser representatives are registered at firm offices in Sandy Hook, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Sandy Hook?

Strategic Advisers LLC, with 2 registered advisors in Sandy Hook, followed by Commonwealth Financial Network with 1.

How do I check a financial advisor in Sandy Hook?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.