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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lyme, CT

Every SEC-registered investment adviser representative at a firm office in Lyme, with the firms that employ the most of them.

6 registered advisors work in Lyme; the most are at Ameriprise Financial Services, LLC (1). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Lyme

FirmAdvisors in Lyme
Ameriprise Financial Services, LLC news1
B. Riley Wealth Advisors, Inc.1
Consolidated Portfolio Review Corp.1
On Investment Management Co.1
St. Bernard Financial Services, Inc.1
Summit Investment Management, LLC1

Advisors in Lyme, A to Z

Search all of Connecticut →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Lyme, CT?

6 investment adviser representatives are registered at firm offices in Lyme, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lyme?

Ameriprise Financial Services, LLC, with 1 registered advisors in Lyme, followed by B. Riley Wealth Advisors, Inc. with 1.

How do I check a financial advisor in Lyme?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.