Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Vallejo, CA
Every SEC-registered investment adviser representative at a firm office in Vallejo, with the firms that employ the most of them.
17 registered advisors work in Vallejo; the most are at LPL Financial LLC (3). 2 list the CFP designation and 14 are also registered broker representatives.
Firms with the most advisors in Vallejo
| Firm | Advisors in Vallejo |
|---|---|
| LPL Financial LLC news | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 3 |
| Wells Fargo Clearing Services, LLC news | 2 |
| Achievable Wealth, LLC | 1 |
| Ameriprise Financial Services, LLC news | 1 |
| Cambridge Investment Research Advisors, Inc. news | 1 |
| Capital Analysts | 1 |
| Edward Jones news | 1 |
| J.P. Morgan Securities LLC news | 1 |
| Kestra Advisory Services, LLC news | 1 |
| Lincoln Investment | 1 |
| Porta Investment Management | 1 |
| State Farm Investment Management Corp. | 1 |
Advisors in Vallejo, A to Z
CFP advisors in Vallejo →- Russell A. Burch IILPL Financial LLC
- Arnie K. CabilesAchievable Wealth, LLC · Certified Financial Planner
- Lisa C. GardereEdward Jones
- Lawrance M. JohnsonKestra Advisory Services, LLC
- Dianne F. JonesLPL Financial LLC
- Karimah M. KarahAmeriprise Financial Services, LLC
- Karen D. LeeJ.P. Morgan Securities LLC
- Sally P. LouieLPL Financial LLC
- Alfonso Madrigal PantojaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jack D. Miller Jr.Cambridge Investment Research Advisors, Inc.
- Nicholas C. NgMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey NgoWells Fargo Clearing Services, LLC
- Thomas K. PortaPorta Investment Management · Certified Financial Planner, Chartered Financial Analyst
- David Rodriguez CruzWells Fargo Clearing Services, LLC
- Richard P. SchultzLincoln Investment
- Martina E. YossefMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Maria I. ZunigaState Farm Investment Management Corp. · Chartered Financial Consultant
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Vallejo, CA?
17 investment adviser representatives are registered at firm offices in Vallejo, California, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 2 list the CFP designation.
Which firm has the most financial advisors in Vallejo?
LPL Financial LLC, with 3 registered advisors in Vallejo, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 3.
How do I check a financial advisor in Vallejo?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.