Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Scotts Valley, CA
Every SEC-registered investment adviser representative at a firm office in Scotts Valley, with the firms that employ the most of them.
17 registered advisors work in Scotts Valley; the most are at Edward Jones (4). 4 list the CFP designation and 14 are also registered broker representatives.
Firms with the most advisors in Scotts Valley
| Firm | Advisors in Scotts Valley |
|---|---|
| Edward Jones news | 4 |
| J.P. Morgan Securities LLC news | 2 |
| Kensington Securities, LLC | 2 |
| Raymond James Financial Services Advisors, Inc. news | 2 |
| Valic Financial Advisors, Inc. | 2 |
| LPL Financial LLC news | 1 |
| Osaic Wealth, Inc. news | 1 |
| Sage Financial Advisors Inc. | 1 |
| State Farm Investment Management Corp. | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
Advisors in Scotts Valley, A to Z
CFP advisors in Scotts Valley →- Geoffrey M. AkersValic Financial Advisors, Inc.
- Sharon M. BargettoSage Financial Advisors Inc. · Certified Financial Planner
- Rick D. BoyntonOsaic Wealth, Inc.
- Zachary C. BrownEdward Jones · Certified Financial Planner
- Daniel V. CookValic Financial Advisors, Inc. · Certified Financial Planner
- Kimberly R. Custodio ContrerasWells Fargo Clearing Services, LLC
- Laura J. FergusonJ.P. Morgan Securities LLC
- Kurt W. GrundnerEdward Jones
- Sebastian D. HenshawRaymond James Financial Services Advisors, Inc.
- Carmen IrvingEdward Jones
- Kevin L. MizeRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Katherine PhillipsEdward Jones
- Paige RexrodeJ.P. Morgan Securities LLC
- Mark A. RosenbergLPL Financial LLC
- Filiep P. SackxKensington Securities, LLC
- Maksim SackxKensington Securities, LLC
- Laureen M. YungmeyerState Farm Investment Management Corp. · Chartered Financial Consultant
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Scotts Valley, CA?
17 investment adviser representatives are registered at firm offices in Scotts Valley, California, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in Scotts Valley?
Edward Jones, with 4 registered advisors in Scotts Valley, followed by J.P. Morgan Securities LLC with 2.
How do I check a financial advisor in Scotts Valley?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.