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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Saratoga, CA

Every SEC-registered investment adviser representative at a firm office in Saratoga, with the firms that employ the most of them.

42 registered advisors work in Saratoga; the most are at Saratoga Research & Investment Management (13). 6 list the CFP designation and 17 are also registered broker representatives.

Firms with the most advisors in Saratoga

FirmAdvisors in Saratoga
Saratoga Research & Investment Management13
Transamerica Financial Advisors, LLC4
Aria Wealth Management2
Citigroup Global Markets Inc. news2
Edward Jones news2
Osaic Wealth, Inc. news2
Agata Investments LLC1
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Centaurus Financial, Inc.1
Cheng, Jen I1
Equita Financial Network, Inc.1
Evla Hills Equity Services LLC1
Hwong1
Investcraft Advisors LLC1
Jain Capital Management LLC1
LPL Financial LLC news1
Opulent Strategies, LLC1
State Farm Investment Management Corp.1
Stifel, Nicolaus & Company, Incorporated news1
Strategic Advisers LLC1
Technovision Management LLC1
Vienna Asset Management LLC1

Advisors in Saratoga, A to Z

CFP advisors in Saratoga →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Saratoga, CA?

42 investment adviser representatives are registered at firm offices in Saratoga, California, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Saratoga?

Saratoga Research & Investment Management, with 13 registered advisors in Saratoga, followed by Transamerica Financial Advisors, LLC with 4.

How do I check a financial advisor in Saratoga?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.