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Director of Research · Saratoga Research & Investment Management

Philip A. Spencer

CRD 5649275 · Named on Form ADV at one SEC-registered adviser

At a glance

Saratoga Research & Investment Management, an SEC-registered wealth manager based in Saratoga, CA with $2.5 billion in regulatory assets, lists Philip A. Spencer on its Form ADV as Director of Research.

Firms and roles

AtlasMembers

Philip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Kevin P. TannerChief Executive Officer/chief Investment Officer, Saratoga Research & Investment Management
  • Marc C. CrosbyPresident, Saratoga Research & Investment Management
  • Travis O. HansonChief Financial Officer, Saratoga Research & Investment Management
  • Madeline E. HedgesChief Compliance Officer, Saratoga Research & Investment Management
  • James H. TannerDirector of Operations, Saratoga Research & Investment Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.