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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rohnert Park, CA

Every SEC-registered investment adviser representative at a firm office in Rohnert Park, with the firms that employ the most of them.

The short answer

23 registered advisors work in Rohnert Park; the most are at LPL Financial LLC (7). 1 list the CFP designation and 21 are also registered broker representatives.

Firms with the most advisors in Rohnert Park

FirmAdvisors in Rohnert Park
LPL Financial LLC news7
Cambridge Investment Research Advisors, Inc. news4
State Farm Investment Management Corp.3
Edward Jones news2
J.P. Morgan Securities LLC news2
Eagle Strategies LLC1
Fiduciary Financial Group, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Northbay Advisors1
Private Advisor Group, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Rohnert Park, A to Z

CFP advisors in Rohnert Park →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Rohnert Park, CA?

23 investment adviser representatives are registered at firm offices in Rohnert Park, California, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Rohnert Park?

LPL Financial LLC, with 7 registered advisors in Rohnert Park, followed by Cambridge Investment Research Advisors, Inc. with 4.

How do I check a financial advisor in Rohnert Park?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.