Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Redwood Shores, CA

Every SEC-registered investment adviser representative at a firm office in Redwood Shores, with the firms that employ the most of them.

The short answer

6 registered advisors work in Redwood Shores; the most are at McCarthy Asset Management, Inc. (2). 3 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Redwood Shores

FirmAdvisors in Redwood Shores
McCarthy Asset Management, Inc.2
Cetera Investment Advisers LLC news1
Commonwealth Financial Network news1
Navigation Group LLC1
Twin Lakes Capital1

Advisors in Redwood Shores, A to Z

CFP advisors in Redwood Shores →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Redwood Shores, CA?

6 investment adviser representatives are registered at firm offices in Redwood Shores, California, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Redwood Shores?

McCarthy Asset Management, Inc., with 2 registered advisors in Redwood Shores, followed by Cetera Investment Advisers LLC with 1.

How do I check a financial advisor in Redwood Shores?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.