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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rancho Palos Verdes, CA

Every SEC-registered investment adviser representative at a firm office in Rancho Palos Verdes, with the firms that employ the most of them.

31 registered advisors work in Rancho Palos Verdes; the most are at LPL Financial LLC (5). 7 list the CFP designation and 20 are also registered broker representatives.

Firms with the most advisors in Rancho Palos Verdes

FirmAdvisors in Rancho Palos Verdes
LPL Financial LLC news5
J.P. Morgan Securities LLC news4
Strategic Advisers LLC3
Ameriprise Financial Services, LLC news2
Planmember Securities Corporation2
U.S. Bancorp Advisors, LLC2
Afrasiab Wealth Solutions, LLC1
Brink Financial Group, Inc.1
Bruce Colin And Company1
Cetera Investment Advisers LLC news1
J.D. Gagnon, Inc.1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Wealth, Inc. news1
Reeves, James, Townsend1
Secure Investment Management, LLC1
Soaring Investment Management, LLC1
The Investment House LLC1
Thrivent Investment Management Inc.1
Wealth Teams Alliance1

Advisors in Rancho Palos Verdes, A to Z

CFP advisors in Rancho Palos Verdes →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Rancho Palos Verdes, CA?

31 investment adviser representatives are registered at firm offices in Rancho Palos Verdes, California, according to the SEC's Investment Adviser Public Disclosure records. 20 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in Rancho Palos Verdes?

LPL Financial LLC, with 5 registered advisors in Rancho Palos Verdes, followed by J.P. Morgan Securities LLC with 4.

How do I check a financial advisor in Rancho Palos Verdes?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.