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Sole Proprietor/chief Compliance Officer · Bruce Colin and Company

Bruce T. Colin

CRD 2947936 · Named on Form ADV at one SEC-registered adviser

At a glance

Bruce Colin and Company, an SEC-registered wealth manager with $229 million in regulatory assets, lists Bruce T. Colin on its Form ADV as Sole Proprietor/chief Compliance Officer, a control person.

Firms and roles

  • Bruce Colin and CompanySole Proprietor/chief Compliance OfficerWealth manager · United States · $229M in regulatory assets

AtlasMembers

Bruce’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bruce’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.