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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ojai, CA

Every SEC-registered investment adviser representative at a firm office in Ojai, with the firms that employ the most of them.

The short answer

15 registered advisors work in Ojai; the most are at Edward Jones (6). 2 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in Ojai

FirmAdvisors in Ojai
Edward Jones news6
Wells Fargo Clearing Services, LLC news2
Ameriprise Financial Services, LLC news1
Commonwealth Financial Network news1
Greyfox Investors LLC1
LPL Enterprise, LLC news1
Mutual Advisors, LLC1
Qmulate1
Tiaa-Cref Individual & Institutional Services, LLC1

Advisors in Ojai, A to Z

CFP advisors in Ojai →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Ojai, CA?

15 investment adviser representatives are registered at firm offices in Ojai, California, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Ojai?

Edward Jones, with 6 registered advisors in Ojai, followed by Wells Fargo Clearing Services, LLC with 2.

How do I check a financial advisor in Ojai?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.