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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lafayette, CA

Every SEC-registered investment adviser representative at a firm office in Lafayette, with the firms that employ the most of them.

The short answer

74 registered advisors work in Lafayette; the most are at Osaic Wealth, Inc. (16). 22 list the CFP designation and 39 are also registered broker representatives.

Firms with the most advisors in Lafayette

FirmAdvisors in Lafayette
Osaic Wealth, Inc. news16
Dixon Financial Services6
The Mather Group, LLC4
American Investors Company3
Gebhardt Group, Inc.3
Lewis Asset Management3
Mai Capital Management, LLC3
Mosher Financial Advisors LLC3
Cambridge Investment Research Advisors, Inc. news2
J.P. Morgan Securities LLC news2
LPL Financial LLC news2
Meridian Investment Counsel, Inc.2
The Foundation Investment Group2
Argent Wealth Advisors, LLC1
Asage Financial LLC1
Ascentis Independent Advisors, LLC1
Cerity Partners LLC news1
Charles Schwab & Co., Inc. news1
Citigroup Global Markets Inc. news1
Corvec Investment Partners, LLC1
Ep Wealth Advisors1
Evergreen Wealth Advisors, Inc.1
Hyphen Wealth Management1
Inceptionr LLC1
Invantage Capital LLC1

Advisors in Lafayette, A to Z

CFP advisors in Lafayette →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Lafayette, CA?

74 investment adviser representatives are registered at firm offices in Lafayette, California, according to the SEC's Investment Adviser Public Disclosure records. 39 of them are also registered as broker representatives, and 22 list the CFP designation.

Which firm has the most financial advisors in Lafayette?

Osaic Wealth, Inc., with 16 registered advisors in Lafayette, followed by Dixon Financial Services with 6.

How do I check a financial advisor in Lafayette?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.