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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in La Quinta, CA

Every SEC-registered investment adviser representative at a firm office in La Quinta, with the firms that employ the most of them.

29 registered advisors work in La Quinta; the most are at LPL Financial LLC (6). 1 list the CFP designation and 27 are also registered broker representatives.

Firms with the most advisors in La Quinta

FirmAdvisors in La Quinta
LPL Financial LLC news6
Stifel, Nicolaus & Company, Incorporated news4
Wells Fargo Clearing Services, LLC news3
J.P. Morgan Securities LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Morgan Stanley news2
Arkenstone Financial, LLC1
Ausdal Financial Partners, Inc.1
Centaurus Financial, Inc.1
Edward Jones news1
Independent Advisor Alliance, LLC1
Osaic Wealth, Inc. news1
Patriot Advisory Group1
Planmember Securities Corporation1
Strategic Advisers LLC1
U.S. Bancorp Advisors, LLC1

Advisors in La Quinta, A to Z

CFP advisors in La Quinta →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in La Quinta, CA?

29 investment adviser representatives are registered at firm offices in La Quinta, California, according to the SEC's Investment Adviser Public Disclosure records. 27 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in La Quinta?

LPL Financial LLC, with 6 registered advisors in La Quinta, followed by Stifel, Nicolaus & Company, Incorporated with 4.

How do I check a financial advisor in La Quinta?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.