Financial ADVSR advisor directory · SEC adviser records
Financial advisors in El Cerrito, CA
Every SEC-registered investment adviser representative at a firm office in El Cerrito, with the firms that employ the most of them.
The short answer
20 registered advisors work in El Cerrito; the most are at Harborlight Investments, LLC (2). 4 list the CFP designation and 13 are also registered broker representatives.
Firms with the most advisors in El Cerrito
| Firm | Advisors in El Cerrito |
|---|---|
| Harborlight Investments, LLC | 2 |
| J.P. Morgan Securities LLC news | 2 |
| Morgan Stanley news | 2 |
| Ameriprise Financial Services, LLC news | 1 |
| Citigroup Global Markets Inc. news | 1 |
| Dabk Financial Planning Services | 1 |
| Kingswood Wealth Advisors, LLC news | 1 |
| LPL Financial LLC news | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 1 |
| Sowell Management | 1 |
| Strategic Advisers LLC | 1 |
| Tiaa-Cref Individual & Institutional Services, LLC | 1 |
| Varn Financial Planning | 1 |
| Wada Capital Management, LLC | 1 |
| Wealth Enhancement Advisory Services, LLC news | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
| Wen Capital Advisory Group, Inc. | 1 |
Advisors in El Cerrito, A to Z
CFP advisors in El Cerrito →- Eric P. BradfordLPL Financial LLC
- Jason E. DrautHarborlight Investments, LLC · Certified Financial Planner
- Logan DunbarWealth Enhancement Advisory Services, LLC
- Wenjing HeWen Capital Advisory Group, Inc.
- Weina HouAmeriprise Financial Services, LLC
- Huimin J. JiangCitigroup Global Markets Inc. · Certified Financial Planner
- Daryoosh KhalilollahiDabk Financial Planning Services · Certified Financial Planner
- Thomas NowrouziStrategic Advisers LLC
- Richard M. Patrick IVSowell Management
- Scott L. PolandWells Fargo Clearing Services, LLC
- Jason A. RussellKingswood Wealth Advisors, LLC
- Christopher V. SheehyHarborlight Investments, LLC · Certified Financial Planner
- Lydia T. ShihMorgan Stanley
- Yingyu SituJ.P. Morgan Securities LLC
- Winston O. ThomasMorgan Stanley
- Vivian M. TsaiTiaa-Cref Individual & Institutional Services, LLC
- Douglas F. Varn IIVarn Financial Planning
- Sakae WadaWada Capital Management, LLC
- Yaochao WeiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Di WuJ.P. Morgan Securities LLC
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in El Cerrito, CA?
20 investment adviser representatives are registered at firm offices in El Cerrito, California, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in El Cerrito?
Harborlight Investments, LLC, with 2 registered advisors in El Cerrito, followed by J.P. Morgan Securities LLC with 2.
How do I check a financial advisor in El Cerrito?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.