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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Carpinteria, CA

Every SEC-registered investment adviser representative at a firm office in Carpinteria, with the firms that employ the most of them.

The short answer

143 registered advisors work in Carpinteria; the most are at Planmember Securities Corporation (137). 10 list the CFP designation and 130 are also registered broker representatives.

Firms with the most advisors in Carpinteria

FirmAdvisors in Carpinteria
Planmember Securities Corporation137
Edward Jones news3
Forrest Michael Leichtberg1
The Astraea Corporation1
World Investment Advisors, LLC1

Advisors in Carpinteria, A to Z

CFP advisors in Carpinteria →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Carpinteria, CA?

143 investment adviser representatives are registered at firm offices in Carpinteria, California, according to the SEC's Investment Adviser Public Disclosure records. 130 of them are also registered as broker representatives, and 10 list the CFP designation.

Which firm has the most financial advisors in Carpinteria?

Planmember Securities Corporation, with 137 registered advisors in Carpinteria, followed by Edward Jones with 3.

How do I check a financial advisor in Carpinteria?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.