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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3919
    Intrua FinancialHouston, TX · 3,380 clientsWealth managerWrap sponsorHybridLarson Financial Securities, LLC
    LPL Financial 80%
    $1.7B
  2. 3934
    WBH Advisory, Inc.Baltimore, MD · 746 clientsWealth manager
    Schwab 71%Fidelity 29%
    $1.7B
  3. 3940
    RW Investment Management LLCEagle, ID · 796 clientsWealth manager
    Schwab 100%
    $1.7B
  4. 3942
    WNY Asset Management, LLCWilliamsville, NY · 3,260 clientsWealth managerHybrid
    Schwab 100%
    $1.7B
  5. 3943
    AGW Capital AdvisorsTampa, FL · 142 clientsWealth manager
    Schwab 100%
    $1.7B
  6. 3946
    Liberty Wealth Management, LLCOakland, CA · 1,554 clientsWealth managerHybrid
    Fidelity 99%
    $1.7B
  7. 3949
    Catalyst Financial PartnersBoston, MA · 355 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.7B
  8. 3961
    Invictus Private Wealth, LLC485 clientsWealth managerHybrid
    Schwab 100%
    $1.7B
  9. 3964
    Clarkston Capital Partners, LLCRochester, MI · 142 clientsAsset managerHybrid
    Schwab 51%State Street 49%
    $1.7B
  10. 3965
    Accurate Wealth Management, LLCWesley Chapel, FL · 2,612 clientsWealth managerWrap sponsorHybridAAG Capital, Inc.
    Schwab 85%
    $1.7B
  11. 3973
    Seelaus Asset Management, LLCChatham, NJ · 273 clientsAsset managerHybridR. Seelaus & Co., LLC
    U.S. Bancorp Investments 39%BNY 37%
    $1.7B
  12. 3975
    Stephens Group Asset Management, LLCLittle Rock, AR · 225 clientsWealth manager
    Schwab 100%
    $1.7B
  13. 3980
    Citrin Cooperman Wealth Management, LLCNew York, NY · 63 clientsWealth managerPublic-company owned
    Schwab 74%J.P. Morgan 26%
    $1.7B
  14. 3981
    Gilbert & Cook, Inc.West Des Moines, IA · 901 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.7B
  15. 3982
    Raffa Investment Advisers252 clientsAsset manager
    Schwab 100%
    $1.7B
  16. 3983
    Rothschild Wealth LLCOakbrook, IL · 3,656 clientsWealth managerHybridRothschild Investment LLC
    Schwab 67%Pershing 33%
    $1.7B
  17. 3987
    CRA Financial Services, L.L.C.Northfield, NJ · 1,433 clientsWealth manager
    Fidelity Distributors Company 75%Schwab 25%
    $1.7B
  18. 3989
    Signal Advisors Wealth, LLCDetroit, MI · 4,816 clientsWealth managerHybrid
    Schwab 58%Fidelity 42%
    $1.7B
  19. 3990
    Wellington Consulting Services IncChantilly, VA · 9,324 clientsWealth manager
    Schwab 100%
    $1.7B
  20. 3994
    LEE Financial Company, LLCDallas, TX · 443 clientsWealth manager
    Schwab 54%Fidelity 46%
    $1.7B
  21. 3995
    Smith Affiliated Capital Corp.New York, NY · 195 clientsAsset manager
    Northern Trust 80%
    $1.7B
  22. 3996
    Clearwater Capital PartnersHoffman Estates, IL · 1,041 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.7B
  23. 4002
    Patton Albertson Miller Group, LLCChattanooga, TN · 627 clientsWealth managerAffiliated broker-dealer
    Fidelity 50%Schwab 50%
    $1.7B
  24. 4004
    Advyzon Investment Management, LLCLisle, IL · 61 clientsAsset manager
    Schwab 68%
    $1.7B
  25. 4016
    Conway Investment SolutionsSaint Louis, MO · 11 clientsPrivate fund adviserHybrid
    Schwab 100%
    $1.7B
  26. 4018
    Cannon Financial Strategists, Inc.Athens, GA · 1,015 clientsWealth managerHybridCannon Securities, Inc.
    Schwab 77%Tiaa-Cref Individual & Institutional Services 23%
    $1.7B
  27. 4021
    Armstrong Advisory Group Inc.Needham, MA · 1,494 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.7B
  28. 4031
    Strategic Family Wealth Counselors, L.L.C.Fairfield, NJ · 312 clientsWealth manager
    Schwab 100%
    $1.7B
  29. 4040
    Journey Advisory Group, LLCCovington, KY · 888 clientsWealth manager
    Schwab 74%Interactive Brokers 26%
    $1.7B
  30. 4050
    Pathway Financial Advisors, LLCSouth Burlington, VT · 253 clientsWealth manager
    Schwab 60%Fidelity 28%
    $1.6B
  31. 4053
    Lyell Wealth Management LPMenlo Park, CA · 307 clientsWealth manager
    Schwab 100%
    $1.6B
  32. 4055
    Strategic Wealth Partners, LTD.Independence, OH · 3,674 clientsWealth managerHybrid
    Schwab 85%
    $1.6B
  33. 4057
    Scarborough Capital ManagementAnnapolis, MD · 2,664 clientsWealth managerHybrid
    Schwab 100%
    $1.6B
  34. 4058
    Buck Wealth Strategies, LLCDenver, CO · 2,948 clientsWealth managerHybrid
    Fidelity 63%Schwab 37%
    $1.6B
  35. 4059
    ARS Wealth AdvisorsSt. Petersburg, FL · 1,071 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $1.6B
  36. 4060
    Steel Grove Capital Advisors, LLCMemphis, TN · 884 clientsWealth manager
    Schwab 100%
    $1.6B
  37. 4064
    USA Financial ExchangeAda, MI · 10,265 clientsWealth managerHybridSaybrus Equity Services, LLC, Trinity Wealth Securities, L.L.C.
    Axos 98%
    $1.6B
  38. 4066
    Penobscot Investment Management Company, Inc.Boston, MA · 562 clientsWealth manager
    Schwab 64%Fidelity 24%
    $1.6B
  39. 4070
    TOM Johnson Investment Management, LLCOklahoma City, OK · 5,631 clientsWealth managerPublic-company owned
    Fidelity 51%Schwab 49%
    $1.6B
  40. 4071
    Rodgers & AssociatesLancaster, PA · 997 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Schwab 80%
    $1.6B

RIAs by state