Wealth manager, independent · Chattanooga, TN
Patton Albertson Miller Group, LLC
SEC-registered investment adviser · CRD 281558 · SEC 801-106877
At a glance
Patton Albertson Miller Group, LLC is an SEC-registered investment adviser based in Chattanooga, Tennessee, with $1.7B in regulatory assets under management as of its Form ADV filed September 30, 2026. It reports 611 individual clients, 369 of them high-net-worth, holding an average of about $2.5 million each, and 23 employees. That ranks it 649th among the nation’s 5,657 independent wealth management RIAs and 10th of 102 in Tennessee. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 423-414-2100pattonalbertsonmiller.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among independent wealth managers
- #649 of 5,657
- Rank among all SEC RIAs
- #4,002 of 17,210
- Rank in Tennessee
- #10 of 102
- Individual clients
- 611
- High-net-worth clients
- 369
- Accounts
- 1,630
- Discretionary
- 100% of AUM
- Employees
- 23
- Advisory staff
- 16
- Offices
- 5
Owners and executives on its Form ADV
- Lisa M PattonChief Compliance Officer
- John M. AlbertsonPartner
- Robert D. MaloyPartner
- Jennifer R. McCarthyPartner
- James C. ParkerPartner
- James B. PattonCEO
- Frederick A. SupanPartner
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 369 | $1.4B | 86% |
| Individuals | 242 | $111M | 7% |
| Corporations or other businesses | 7 | $101M | 6% |
| Charitable organizations | 7 | $14M | <1% |
| Pension and profit sharing plans | 2 | $5M | <1% |
Disciplinary disclosures
Patton Albertson Miller Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗pattonalbertsonmiller.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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- 7 namedLocked
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Similar-size RIAs in Tennessee
All of Tennessee →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Woodmont Investment Counsel, LLCNashville | $2.0B | 437 |
| Abound Wealth Management, LLCFranklin | $1.9B | 914 |
| Patriot Investment Management Group IncKnoxville | $1.9B | 1,518 |
| Steel Grove Capital Advisors, LLCMemphis | $1.6B | 867 |
| Delta Asset Management, LLCMemphis | $1.5B | 543 |
| TBH Global Asset Management, LLCBrentwood | $1.5B | 1,002 |
Background
Questions
How much does Patton Albertson Miller Group, LLC manage?
Patton Albertson Miller Group, LLC reports $1.7B in regulatory assets under management across 1,630 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
How many clients does Patton Albertson Miller Group, LLC have?
It reports 611 individual clients: 369 high-net-worth individuals and 242 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Patton Albertson Miller Group, LLC headquartered?
Its main office is in Chattanooga, Tennessee. It reports 5 offices in total and 23 employees, 16 of whom perform investment advisory functions.
How does Patton Albertson Miller Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Patton Albertson Miller Group, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed September 30, 2026, it reports these amounts held: Fidelity ($637M); Charles Schwab ($624M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Patton Albertson Miller Group, LLC a hybrid RIA with a broker-dealer?
It reports a broker-dealer among its affiliates on Form ADV.
Is Patton Albertson Miller Group, LLC a fiduciary?
As an SEC-registered investment adviser, Patton Albertson Miller Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Patton Albertson Miller Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →