Wealth manager, independent · Lancaster, PA
Rodgers & Associates
Rodgers & Associates, LLC · SEC-registered investment adviser · CRD 121700 · SEC 801-62118
At a glance
Rodgers & Associates is an SEC-registered investment adviser based in Lancaster, Pennsylvania, with $1.6B in regulatory assets under management as of its Form ADV filed March 30, 2026. It reports 994 individual clients, 549 of them high-net-worth, holding an average of about $1.6 million each, and 21 employees. That ranks it 665th among the nation’s 5,657 independent wealth management RIAs and 48th of 260 in Pennsylvania. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 717-560-3800rodgers-associates.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.6B
- Rank among independent wealth managers
- #665 of 5,657
- Rank among all SEC RIAs
- #4,071 of 17,210
- Rank in Pennsylvania
- #48 of 260
- Individual clients
- 994
- High-net-worth clients
- 549
- Accounts
- 3,544
- Discretionary
- 100% of AUM
- Employees
- 21
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Sandra H. SkrodinskyPresident, Chief Compliance Officer
- Susan L. ConnorsDirector of Operations
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Kestra Investment Services, LLC.
- Kestra Investment Services, LLC ↗CRD 42046
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 549 | $1.4B | 83% |
| Individuals | 445 | $266M | 16% |
| Charitable organizations | 3 | $9M | <1% |
Disciplinary disclosures
Rodgers & Associates reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗rodgers-associates.com ↗
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The full record on Rodgers & Associates
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,367 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Mitchell Sinkler & StarrPhiladelphia | $1.8B | 240 |
| Amplius Wealth AdvisorsBlue Bell | $1.7B | 775 |
| Corient SHC Partners (US) LPPhiladelphia | $1.7B | 36 |
| Compass ION Advisors, LLCConshohocken | $1.6B | 1,177 |
| Thrive Wealth Management, LLCAudubon | $1.6B | 865 |
| Brandywine Oak Private Wealth LLCKennett Square | $1.6B | 507 |
Background
Questions
How much does Rodgers & Associates manage?
Rodgers & Associates reports $1.6B in regulatory assets under management across 3,544 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
How many clients does Rodgers & Associates have?
It reports 994 individual clients: 549 high-net-worth individuals and 445 other individuals. Individuals account for about 99% of its regulatory assets.
Where is Rodgers & Associates headquartered?
Its main office is in Lancaster, Pennsylvania. It reports 1 office in total and 21 employees, 10 of whom perform investment advisory functions.
How does Rodgers & Associates charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Rodgers & Associates use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed March 30, 2026, it reports these amounts held: Charles Schwab ($1.3B); Fidelity ($323M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Rodgers & Associates a hybrid RIA with a broker-dealer?
It names an affiliated broker-dealer: Kestra Investment Services, LLC.
Is Rodgers & Associates a fiduciary?
As an SEC-registered investment adviser, Rodgers & Associates owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Rodgers & Associates’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →