Asset manager · Chatham, NJ
Seelaus Asset Management, LLC
SEC-registered investment adviser · CRD 149582 · SEC 801-77641
At a glance
Seelaus Asset Management, LLC is an SEC-registered investment adviser based in Chatham, New Jersey, with $1.7 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is corporations or other businesses, and it reports 238 individual clients. By Form ADV it is a asset manager, ranked 1,118th of 3,218 asset managers and 3,973rd of 17,210 SEC-registered advisers by assets.
Main office 212-935-0755rseelaus.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among asset managers
- #1,118 of 3,218
- Rank among all SEC RIAs
- #3,973 of 17,210
- Rank in New Jersey
- #74 of 392
- Individual clients
- 238
- High-net-worth clients
- 117
- Accounts
- 502
- Discretionary
- 100% of AUM
- Employees
- 29
- Advisory staff
- 14
- Offices
- 2
Owners and executives on its Form ADV
- Kenneth H. KleinChief Executive Officer/ Elected Manager
- Karolina N. PajdakChief Compliance Officer/managing Member
- Mayya N. MolchanChief Financial Officer/elected Manager
- Andrew M. KhatriChief Investment Officer/elected Manager
Custody and brokerage
4 custodians
- U.S. Bancorp Investments$534M39%
- BNY$508M37%
- BNY Pershing$178M13%
- Charles Schwab$149M11%
Other RIAs using U.S. Bancorp InvestmentsOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Seelaus Asset Management, LLC is a hybrid RIA: 12 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: R. Seelaus & Co., LLC.
- R. Seelaus & Co., LLC ↗CRD 14974
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names R. Seelaus & Co. as the broker-dealer its advisers are registered with.
If you so choose, you may work with one of these dually registered investment adviser representatives in his or her separate capacity as a registered representative of RSCO.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 17 | $1.0B | 60% |
| Other investment advisers | 7 | $284M | 17% |
| High-net-worth individuals | 117 | $206M | 12% |
| Pooled investment vehicles | 4 | $138M | 8% |
| Individuals | 121 | $44M | 3% |
| Charitable organizations | 7 | $8M | <1% |
Private funds
Seelaus Asset Management, LLC reports 4 private funds with $138M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Seelaus Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rseelaus.com ↗
AtlasMembers
The full record on Seelaus Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 932 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Seelaus Asset Management, LLC manage?
Seelaus Asset Management, LLC reports $1.7 billion in regulatory assets under management across 502 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Seelaus Asset Management, LLC?
Seelaus Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Seelaus Asset Management, LLC’s clients?
By assets, its largest client types are corporations or other businesses ($1.0 billion, 17 clients); other investment advisers ($284 million, 7 clients); high-net-worth individuals ($206 million, 117 clients).
Does Seelaus Asset Management, LLC manage private funds?
Yes. It reports 4 private funds with $138 million in gross assets, including hedge funds.
Does Seelaus Asset Management, LLC have any disciplinary history?
Seelaus Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Seelaus Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →