Wealth manager, independent · Oakbrook, IL
Rothschild Wealth LLC
SEC-registered investment adviser · CRD 162442 · SEC 801-74818
At a glance
Rothschild Wealth LLC is an SEC-registered investment adviser based in Oakbrook, Illinois, with $1.7B in regulatory assets under management as of its Form ADV filed June 16, 2026. It reports 3,569 individual clients, 1,614 of them high-net-worth, holding an average of about $0.4 million each, and 27 employees. That ranks it 643rd among the nation’s 5,657 independent wealth management RIAs and 28th of 226 in Illinois. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and BNY Pershing.
Main office 630-448-5711rothschildwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among independent wealth managers
- #643 of 5,657
- Rank among all SEC RIAs
- #3,983 of 17,210
- Rank in Illinois
- #28 of 226
- Individual clients
- 3,569
- High-net-worth clients
- 1,614
- Accounts
- 3,656
- Discretionary
- 100% of AUM
- Employees
- 27
- Advisory staff
- 23
- Offices
- 3
Owners and executives on its Form ADV
- Gery J. SadzewiczCCO
- Phillip Eugene JohnsonPresident
- Curtis Robert EllergodtChief Financial Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Rothschild Wealth LLC is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Rothschild Investment LLC.
- Rothschild Investment LLC ↗CRD 728
Its Form ADV brochure (filed March 2026) names Rothschild Investment as the broker-dealer its advisers are registered with.
Certain Rothschild Wealth professionals are registered representatives of RI.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,614 | $1.3B | 76% |
| Individuals | 1,955 | $294M | 17% |
| Corporations or other businesses | 53 | $79M | 5% |
| Charitable organizations | 22 | $21M | 1% |
| Pension and profit sharing plans | 11 | $15M | <1% |
| Pooled investment vehicles | 1 | $2M | <1% |
Private funds
Rothschild Wealth LLC reports 2 private funds with $15M in gross assets: venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Rothschild Wealth LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rothschildwealth.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Illinois
All of Illinois →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Nadler Financial Group, Inc.Deerfield | $2.2B | 1,026 |
| Zuckerman Investment GroupChicago | $2.2B | 425 |
| Doyenne Wealth AdvisorsChicago | $2.0B | 132 |
| Pekin Hardy Strauss, Inc.Chicago | $1.6B | 725 |
| Urban Financial Advisory CorporationChicago | $1.5B | 254 |
| Archford Capital Strategies, LLCSwansea | $1.5B | 774 |
Background
Questions
How much does Rothschild Wealth LLC manage?
Rothschild Wealth LLC reports $1.7B in regulatory assets under management across 3,656 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 16, 2026.
How many clients does Rothschild Wealth LLC have?
It reports 3,569 individual clients: 1,614 high-net-worth individuals and 1,955 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Rothschild Wealth LLC headquartered?
Its main office is in Oakbrook, Illinois. It reports 3 offices in total and 27 employees, 23 of whom perform investment advisory functions.
How does Rothschild Wealth LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; commissions; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Rothschild Wealth LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and BNY Pershing. On Schedule D of its Form ADV filed June 16, 2026, it reports these amounts held: Charles Schwab ($1.0B); BNY Pershing ($509M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Rothschild Wealth LLC a hybrid RIA with a broker-dealer?
Rothschild Wealth LLC is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Rothschild Investment LLC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Rothschild Wealth LLC a fiduciary?
As an SEC-registered investment adviser, Rothschild Wealth LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 16 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Rothschild Wealth LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →