Wealth manager, public-company owned · New York, NY
Citrin Cooperman Wealth Management, LLC
SEC-registered investment adviser · CRD 317528 · SEC 801-122783
At a glance
Citrin Cooperman Wealth Management, LLC is an SEC-registered investment adviser based in New York, New York, with $1.7B in regulatory assets under management as of its Form ADV filed March 27, 2026. It reports 51 individual clients, 51 of them high-net-worth, holding an average of about $31 million each, and 9 employees. That ranks it 642nd among the nation’s 5,657 independent wealth management RIAs and 49th of 408 in New York. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and J.P. Morgan.
Main office 212-697-1000As filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among independent wealth managers
- #642 of 5,657
- Rank among all SEC RIAs
- #3,980 of 17,210
- Rank in New York
- #49 of 408
- Individual clients
- 51
- High-net-worth clients
- 51
- Accounts
- 815
- Discretionary
- 12% of AUM
- Employees
- 9
- Advisory staff
- 9
- Offices
- 5
Owners and executives on its Form ADV
- Michael DooleyChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Citrin Cooperman Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 51 | $1.6B | 94% |
| Charitable organizations | 10 | $78M | 5% |
| Corporations or other businesses | 2 | $15M | <1% |
Disciplinary disclosures
Citrin Cooperman Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Citrin Cooperman Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 2,289 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Altfest Personal Wealth ManagementNew York | $1.8B | 686 |
| WNY Asset Management, LLCWilliamsville | $1.7B | 3,234 |
| Novem GroupRochester | $1.7B | 3,513 |
| Orange Investment Advisors, Inc.Goshen | $1.7B | 1,307 |
| Bouchey Financial Group, LTD.Troy | $1.6B | 1,190 |
| Consolidated Portfolio Review CorpWoodbury | $1.6B | 6,187 |
Background
Questions
How much does Citrin Cooperman Wealth Management, LLC manage?
Citrin Cooperman Wealth Management, LLC reports $1.7B in regulatory assets under management across 815 accounts, 12% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
How many clients does Citrin Cooperman Wealth Management, LLC have?
It reports 51 individual clients: 51 high-net-worth individuals and 0 other individuals. Individuals account for about 94% of its regulatory assets.
Where is Citrin Cooperman Wealth Management, LLC headquartered?
Its main office is in New York, New York. It reports 5 offices in total and 9 employees, 9 of whom perform investment advisory functions.
How does Citrin Cooperman Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Citrin Cooperman Wealth Management, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and J.P. Morgan. On Schedule D of its Form ADV filed March 27, 2026, it reports these amounts held: Charles Schwab ($686M); J.P. Morgan ($238M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Citrin Cooperman Wealth Management, LLC a hybrid RIA with a broker-dealer?
Citrin Cooperman Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Citrin Cooperman Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Citrin Cooperman Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Citrin Cooperman Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →