Wealth manager, bank-affiliated · Goshen, NY
Orange Investment Advisors, Inc.
SEC-registered investment adviser · CRD 107387 · SEC 801-48913
At a glance
Orange Investment Advisors, Inc. is an SEC-registered investment adviser based in Goshen, New York, with $1.7B in regulatory assets under management as of its Form ADV filed March 19, 2026. It reports 1,307 individual clients, 370 of them high-net-worth, holding an average of about $1.0 million each, and 18 employees. That ranks it 652nd among the nation’s 5,657 independent wealth management RIAs and 50th of 408 in New York. It reports 2 custodians for its clients’ separately managed accounts: BNY Pershing and Northern Trust.
Main office 845-294-6127orangeinvestmentadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among independent wealth managers
- #652 of 5,657
- Rank among all SEC RIAs
- #4,020 of 17,210
- Rank in New York
- #50 of 408
- Individual clients
- 1,307
- High-net-worth clients
- 370
- Accounts
- 2,179
- Discretionary
- 88% of AUM
- Employees
- 18
- Advisory staff
- 8
- Offices
- 2
Owners and executives on its Form ADV
- Michael GilfeatherDirector
- Elizabeth StradarDirector
- Denis FatovicDirector
- Frank J. SkuthanDirector
- William D. MorrisonDirector
- Richard B. RowleyDirector
- David P. DINEENDirector
- Curt A. SchultzbergPresident
- Steven R. MaurerChief Compliance Officer, Chief Operating Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Orange Investment Advisors, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 370 | $973M | 58% |
| Individuals | 937 | $296M | 18% |
| Corporations or other businesses | 45 | $181M | 11% |
| Charitable organizations | 21 | $121M | 7% |
| Investment companies | 1 | $61M | 4% |
| Pension and profit sharing plans | 9 | $21M | 1% |
| State or municipal government entities | 8 | $16M | <1% |
Disciplinary disclosures
Orange Investment Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗orangeinvestmentadvisors.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,327 peers of its type and size
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- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| WNY Asset Management, LLCWilliamsville | $1.7B | 3,234 |
| Novem GroupRochester | $1.7B | 3,513 |
| Citrin Cooperman Wealth Management, LLCNew York | $1.7B | 51 |
| Bouchey Financial Group, LTD.Troy | $1.6B | 1,190 |
| Consolidated Portfolio Review CorpWoodbury | $1.6B | 6,187 |
| Independent Solutions Wealth Management, LLCWilliamsville | $1.5B | 4,265 |
Background
Questions
How much does Orange Investment Advisors, Inc. manage?
Orange Investment Advisors, Inc. reports $1.7B in regulatory assets under management across 2,179 accounts, 88% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
How many clients does Orange Investment Advisors, Inc. have?
It reports 1,307 individual clients: 370 high-net-worth individuals and 937 other individuals. Individuals account for about 76% of its regulatory assets.
Where is Orange Investment Advisors, Inc. headquartered?
Its main office is in Goshen, New York. It reports 2 offices in total and 18 employees, 8 of whom perform investment advisory functions.
How does Orange Investment Advisors, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Orange Investment Advisors, Inc. use?
It reports 2 custodians for its clients’ separately managed accounts: BNY Pershing and Northern Trust. On Schedule D of its Form ADV filed March 19, 2026, it reports these amounts held: BNY Pershing ($1.0B); Northern Trust ($561M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Orange Investment Advisors, Inc. a hybrid RIA with a broker-dealer?
Orange Investment Advisors, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Orange Investment Advisors, Inc. a fiduciary?
As an SEC-registered investment adviser, Orange Investment Advisors, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Orange Investment Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →