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Est. 2026The front page of wealth managementNew York

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FP Year-end tax planning: 5 moves advisors should review with clients4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complex
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8533
    Smart Money Group, LLCEastland, TX · 571 clientsWealth managerHybrid
    Schwab 100%
    $424M
  2. 8534
    Blackdiamond Wealth Management, LLCNew York, NY · 379 clientsWealth managerHybrid
    Schwab 100%
    $424M
  3. 8535
    Apollo S3 RIC Management, L.P.New York, NY · 1 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $424M
  4. 8544
    Blakeslee & Blakeslee Financial Advisers Inc.San Luis Obispo, CA · 807 clientsWealth managerWrap sponsorHybridBlakeslee and Blakeslee Inc.
    No custodian reported
    $423M
  5. 8545
    Capital Wealth InvestmentsScranton, PA · 469 clientsWealth managerHybrid
    Schwab 100%
    $423M
  6. 8559
    Graham, Bordelon, Golson & Gilbert, Inc.Monroe, LA · 207 clientsWealth managerHybrid
    Fidelity 100%
    $421M
  7. 8560
    Rubicon AdvisorsRedding, CA · 1,391 clientsWealth managerHybrid
    LPL Financial 100%
    $421M
  8. 8566
    Cascade Investment Group, Inc.Colorado Springs, CO · 623 clientsBroker-dealer firmHybrid
    RBC 100%
    $420M
  9. 8571
    Oriental Financial Services LLCSan Juan, PR · 468 clientsBroker-dealer firmHybrid
    Pershing 82%
    $420M
  10. 8575
    Rhodes Investment Advisors, Inc.Fort Worth, TX · 805 clientsWealth managerHybridRhodes Securities, Inc.
    Wells Fargo 100%
    $419M
  11. 8583
    Transce3nd LLCBuda, TX · 1,620 clientsWealth managerWrap sponsorHybrid
    Schwab 82%
    $419M
  12. 8587
    Aspect Partners, LLCFairfax, VA · 287 clientsWealth managerHybrid
    Fidelity 100%
    $418M
  13. 8595
    Artist Capital Management LLCNew York, NY · 12 clientsPrivate fund adviserHybridArtist Capital LLC
    No custodian reported
    $418M
  14. 8598
    Eagle Wealth Management Group Inc.Valencia, CA · 480 clientsWealth managerHybrid
    Schwab 100%
    $418M
  15. 8601
    Castleview Partners, LLCDallas, TX · 594 clientsWealth managerHybrid
    Schwab 73%Fidelity 27%
    $417M
  16. 8605
    Strategic Asset Management Group AdvisorsPompano Beach, FL · 126 clientsWealth managerWrap sponsorHybrid
    Pershing 100%
    $416M
  17. 8620
    Goodman Advisory Group, LLCNeedham, MA · 380 clientsWealth managerHybrid
    LPL Financial 100%
    $415M
  18. 8622
    Ferguson Shapiro LLCDecatur, GA · 332 clientsWealth managerHybrid
    Schwab 100%
    $415M
  19. 8627
    Ellington Credit Company Management LLCOld Greenwich, CT · 1 clientsPrivate fund adviserHybridArmstrong Securities LLC
    No custodian reported
    $415M
  20. 8631
    Northeast Planning Associates, Inc.Bedford, NH · 959 clientsWealth managerWrap sponsorHybrid
    Tiaa-Cref Individual & Institutional Services 51%LPL Financial 49%
    $414M
  21. 8634
    Gold Coast Wealth Management, LLCJericho, NY · 157 clientsWealth managerHybrid
    Schwab 63%Merrill / Bank of America 32%
    $414M
  22. 8636
    Autilus Partners LLCSanta Monica, CA · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $414M
  23. 8642
    Northbridge Financial Group, LLCTampa, FL · 487 clientsWealth managerWrap sponsorHybrid
    Schwab 46%LPL Financial 29%Fidelity 25%
    $413M
  24. 8643
    SWS Capital Management, LLCNew York, NY · 7 clientsPrivate fund adviserHybridSiebert Williams Shank & Co., LLC
    BNY 34%U.S. Bank 34%UMB Bank 32%
    $413M
  25. 8651
    Petix & Botte FinancialLa Mesa, CA · 473 clientsWealth managerHybrid
    LPL Financial 100%
    $412M
  26. 8656
    Grandview Asset Management LLCHarrisburg, PA · 606 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $412M
  27. 8662
    Bdfs Capital LLCRehoboth Beach, DE · 762 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $411M
  28. 8667
    Copper FinancialLenexa, KS · 4,165 clientsBroker-dealer firmHybrid
    Apex Fintech 100%
    $411M
  29. 8676
    Momentous Wealth Management, Inc.Vancouver, WA · 492 clientsWealth managerHybrid
    Schwab 100%
    $410M
  30. 8681
    Heffernan Advisory, Inc.Flagstaff, AZ · 357 clientsWealth managerHybrid
    Schwab 100%
    $410M
  31. 8695
    Advisory Solutions GroupPlymouth, MN · 807 clientsWealth managerHybridWealth Enhancement Brokerage Services, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $408M
  32. 8698
    Quad City Investment CenterMoline, IL · 746 clientsWealth managerBank-affiliatedHybrid
    LPL Financial 100%
    $408M
  33. 8703
    Maxq Asset Management LLCGreenwood Village, CO · 1 clientsAsset managerHybrid
    Principal Custody Solutions 100%
    $408M
  34. 8704
    Compass Financial ServicesWest Des Moines, IA · 1,105 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $407M
  35. 8705
    Wealthcare Capital Partners, LLCWest Chester, PA · 717 clientsWealth managerHybridSammons Financial Network, LLC
    Schwab 100%
    $407M
  36. 8712
    Henderson Brothers Financial Partners LLCPittsburgh, PA · 1,044 clientsWealth managerHybrid
    LPL Financial 100%
    $407M
  37. 8715
    Hurley Financial Group, Inc.Corvallis, OR · 481 clientsWealth managerHybrid
    No custodian reported
    $407M
  38. 8719
    Ballast Rock Private WealthCharleston, SC · 251 clientsWealth managerHybridBallast Rock Capital LLC
    Fidelity 53%Schwab 47%
    $406M
  39. 8722
    Northland Asset ManagementMinneapolis, MN · 875 clientsBroker-dealer firmHybrid
    Pershing 100%
    $405M
  40. 8723
    Orbis Investment Management (u.s.), L.P.San Francisco, CA · 2 clientsPrivate fund adviserHybridAllan Gray Australia PTY Limited, Allan Gray International Proprietary Limited
    No custodian reported
    $405M

RIAs by state