Wealth manager, independent · Corvallis, OR
Hurley Financial Group, Inc.
SEC-registered investment adviser · CRD 108983 · SEC 801-57809
At a glance
Hurley Financial Group, Inc. is an SEC-registered investment adviser based in Corvallis, Oregon, with $407 million in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 467 individual clients. By Form ADV it is a wealth manager, ranked 3,438th of 8,915 wealth managers and 8,715th of 17,210 SEC-registered advisers by assets.
Main office 541-757-2331hurleyfinancial.comAs filed on Form ADV
- Regulatory AUM
- $407M
- Rank among wealth managers
- #3,438 of 8,915
- Rank among all SEC RIAs
- #8,715 of 17,210
- Rank in Oregon
- #72 of 156
- Individual clients
- 467
- High-net-worth clients
- 135
- Accounts
- 1,535
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Dorann A. HurleyPresident/chief Compliance Officer
- Keith P. MarshallChief Operating Officer
Custody and brokerage
Custodian
Hurley Financial Group, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Hurley Financial Group, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 135 | $287M | 71% |
| Individuals | 332 | $114M | 28% |
| Pension and profit sharing plans | 7 | $6M | 1% |
| Charitable organizations | 7 | $0M | <1% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
Hurley Financial Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗hurleyfinancial.com ↗
AtlasMembers
The full record on Hurley Financial Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,985 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hurley Financial Group, Inc. manage?
Hurley Financial Group, Inc. reports $407 million in regulatory assets under management across 1,535 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
What kind of firm is Hurley Financial Group, Inc.?
Hurley Financial Group, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Hurley Financial Group, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($287 million, 135 clients); individuals ($114 million, 332 clients); pension and profit sharing plans ($6 million, 7 clients).
Does Hurley Financial Group, Inc. have any disciplinary history?
Hurley Financial Group, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hurley Financial Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →