Wealth manager, independent · Plymouth, MN
Advisory Solutions Group
Advisory Solutions Group, LLC · SEC-registered investment adviser · CRD 339919 · SEC 801-135130
At a glance
Advisory Solutions Group is an SEC-registered investment adviser based in Plymouth, Minnesota, with $408 million in regulatory assets under management as of its Form ADV filed September 22, 2026. Its largest client group by assets is individuals, and it reports 807 individual clients. By Form ADV it is a wealth manager, ranked 3,421st of 8,915 wealth managers and 8,695th of 17,210 SEC-registered advisers by assets.
Main office 763-417-1700advisorysolutions.comAs filed on Form ADV
- Regulatory AUM
- $408M
- Rank among wealth managers
- #3,421 of 8,915
- Rank among all SEC RIAs
- #8,695 of 17,210
- Rank in Minnesota
- #156 of 276
- Individual clients
- 807
- High-net-worth clients
- 106
- Accounts
- 2,062
- Discretionary
- 100% of AUM
- Employees
- 50
- Advisory staff
- 33
- Offices
- 15
Owners and executives on its Form ADV
- James L. CahnChair of Investment Committee and Chief Strategy Officer
- Jeffrey T. DekkoChief Manager and President
- Joseph A. DieckhausChief Compliance Officer
- Kelly J. WindorskiChief Financial Officer and Treasurer
- Frederick J. ShidemanChief Platform Officer and Chief Information Security Officer
- William H. RiceSecretary
- Victoria DenaroAssistant Secretary
Custody and brokerage
Custodian
Advisory Solutions Group’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Advisory Solutions Group is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Wealth Enhancement Brokerage Services, LLC.
- Wealth Enhancement Brokerage Services, LLC ↗CRD 130139
An introducing broker-dealer: its trades clear through National Financial Services (Fidelity), which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed August 2026) names Wealth Enhancement Brokerage Services as the broker-dealer its advisers are registered with.
Certain members of ASG’s management team are Registered Representatives of WEBS.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 701 | $238M | 58% |
| High-net-worth individuals | 106 | $170M | 42% |
Disciplinary disclosures
Advisory Solutions Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗advisorysolutions.com ↗
AtlasMembers
The full record on Advisory Solutions Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,971 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Advisory Solutions Group manage?
Advisory Solutions Group reports $408 million in regulatory assets under management across 2,062 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 22, 2026.
What kind of firm is Advisory Solutions Group?
Advisory Solutions Group is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Advisory Solutions Group’s clients?
By assets, its largest client types are individuals ($238 million, 701 clients); high-net-worth individuals ($170 million, 106 clients).
Does Advisory Solutions Group have any disciplinary history?
Advisory Solutions Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Advisory Solutions Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →