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Secretary · Wealth Enhancement Advisory Services, LLC

William H. Rice

CRD 5380207 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Wealth Enhancement Advisory Services, LLC, an SEC-registered wealth manager based in Plymouth, MN with $122.2 billion in regulatory assets, lists William H. Rice on its Form ADV as Secretary, a control person. The SEC filings also name William at 2 other registered advisers.

Firms and roles

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

  • Jeffrey T. DekkoChief Manager and President, Wealth Enhancement Advisory Services, LLC
  • James L. CahnChair of the Investment Committee and Chief Strategy Officer, Wealth Enhancement Advisory Services, LLC
  • Kelly J. WindorskiChief Financial Officer and Treasurer, Wealth Enhancement Advisory Services, LLC
  • Brian J. VnakChief Advisory Officer, Wealth Enhancement Advisory Services, LLC
  • Frederick J. ShidemanChief Platform Officer and Chief Information Security Officer, Wealth Enhancement Advisory Services, LLC

7 more people named with William on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.