Asset manager · Plymouth, MN
Northcrest Asset Management
Northcrest Asset Management LLC · SEC-registered investment adviser · CRD 300366 · SEC 801-121227
At a glance
Northcrest Asset Management is an SEC-registered investment adviser based in Plymouth, Minnesota, with $4.3 billion in regulatory assets under management as of its Form ADV filed July 2, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 741st of 3,218 asset managers and 2,306th of 17,210 SEC-registered advisers by assets.
Main office 763-417-1700As filed on Form ADV
- Regulatory AUM
- $4.3B
- Rank among asset managers
- #741 of 3,218
- Rank among all SEC RIAs
- #2,306 of 17,210
- Rank in Minnesota
- #36 of 276
- Clients
- 0
- Accounts
- 3,355
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Jeffrey T. DekkoChief Manager and President
- James L. CahnChair of the Investment Committee and Chief Strategy Officer
- Kelly J. WindorskiChief Financial Officer and Treasurer
- Frederick J. ShidemanChief Platform Officer and Chief Information Security Officer
- Joseph A. DieckhausChief Compliance Officer
- William H. RiceSecretary
- Victoria DenaroAssistant Secretary
Custody and brokerage
Broker-dealer
Hybrid RIA
Northcrest Asset Management is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Wealth Enhancement Brokerage Services, LLC.
- Wealth Enhancement Brokerage Services, LLC ↗CRD 130139
An introducing broker-dealer: its trades clear through National Financial Services (Fidelity), which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Wealth Enhancement Brokerage Services as the broker-dealer its advisers are registered with.
Relationship with Affiliated and Unaffiliated Broker - Dealers Certain members of NorthCrest’s management team are Registered Representatives of Wealth Enhancement Brokerage Services, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | – | $4.3B | 100% |
Disciplinary disclosures
Northcrest Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Northcrest Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 738 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Northcrest Asset Management manage?
Northcrest Asset Management reports $4.3 billion in regulatory assets under management across 3,355 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 2, 2026.
What kind of firm is Northcrest Asset Management?
Northcrest Asset Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Northcrest Asset Management’s clients?
By assets, its largest client types are other investment advisers ($4.3 billion).
Does Northcrest Asset Management have any disciplinary history?
Northcrest Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Northcrest Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →