Wealth manager, bank-affiliated · Moline, IL
Quad City Investment Center
Quad City Investment Advisors, LLC · SEC-registered investment adviser · CRD 112187 · SEC 801-60227
At a glance
Quad City Investment Center is an SEC-registered investment adviser based in Moline, Illinois, with $408 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 708 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 3,424th of 8,915 wealth managers and 8,698th of 17,210 SEC-registered advisers by assets.
Main office 563-388-5436As filed on Form ADV
- Regulatory AUM
- $408M
- Rank among wealth managers
- #3,424 of 8,915
- Rank among all SEC RIAs
- #8,698 of 17,210
- Rank in Illinois
- #395 of 684
- Individual clients
- 708
- High-net-worth clients
- 253
- Accounts
- 746
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Laura L EzikianPresident & Chief Executive Officer
- Tyler M. Edwards1st Vice President/chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Quad City Investment Center is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Associated persons of QCIC may also be registered representatives of LPL.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 253 | $285M | 70% |
| Individuals | 455 | $89M | 22% |
| Charitable organizations | 25 | $18M | 4% |
| Corporations or other businesses | 12 | $16M | 4% |
| Pension and profit sharing plans | 1 | $0M | <1% |
Disciplinary disclosures
Quad City Investment Center reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Quad City Investment Center
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,973 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Quad City Investment Center manage?
Quad City Investment Center reports $408 million in regulatory assets under management across 746 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Quad City Investment Center?
Quad City Investment Center is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Quad City Investment Center’s clients?
By assets, its largest client types are high-net-worth individuals ($285 million, 253 clients); individuals ($89 million, 455 clients); charitable organizations ($18 million, 25 clients).
Does Quad City Investment Center have any disciplinary history?
Quad City Investment Center reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Quad City Investment Center’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →