Wealth manager, wrap-program sponsor · Buda, TX
Transce3nd LLC
SEC-registered investment adviser · CRD 317745 · SEC 801-126674
At a glance
Transce3nd LLC is an SEC-registered investment adviser based in Buda, Texas, with $419 million in regulatory assets under management as of its Form ADV filed May 5, 2026. Its largest client group by assets is individuals, and it reports 1,581 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,349th of 8,915 wealth managers and 8,583rd of 17,210 SEC-registered advisers by assets.
Main office 512-268-9220As filed on Form ADV
- Regulatory AUM
- $419M
- Rank among wealth managers
- #3,349 of 8,915
- Rank among all SEC RIAs
- #8,583 of 17,210
- Rank in Texas
- #566 of 1,081
- Individual clients
- 1,581
- High-net-worth clients
- 201
- Accounts
- 2,619
- Discretionary
- 100% of AUM
- Employees
- 60
- Advisory staff
- 42
- Offices
- 17
Owners and executives on its Form ADV
- Bruce A. WheadonChief Compliance Officer
- Joseph A. QuartucciManaging Member
- John T. MattinglyPresident
Custody and brokerage
Broker-dealer
Hybrid RIA
Transce3nd LLC is a hybrid RIA: 37 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names Madison Avenue Securities and Realta Equities as the broker-dealer its advisers are registered with.
BROKER DEALER Our Firm is not a broker/dealer, but some of our Investment Adviser Representatives (“IAR”) are registered representatives of Madison Avenue Securities, LLC., and Realta Equities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,380 | $238M | 57% |
| High-net-worth individuals | 201 | $166M | 40% |
| Corporations or other businesses | 14 | $8M | 2% |
| Pension and profit sharing plans | 24 | $5M | 1% |
| Investment companies | 1 | $1M | <1% |
Disciplinary disclosures
Transce3nd LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Transce3nd LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,916 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Transce3nd LLC manage?
Transce3nd LLC reports $419 million in regulatory assets under management across 2,619 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 5, 2026.
What kind of firm is Transce3nd LLC?
Transce3nd LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Transce3nd LLC’s clients?
By assets, its largest client types are individuals ($238 million, 1,380 clients); high-net-worth individuals ($166 million, 201 clients); corporations or other businesses ($8 million, 14 clients).
Does Transce3nd LLC have any disciplinary history?
Transce3nd LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Transce3nd LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →