Wealth manager, independent · Fort Worth, TX
Rhodes Investment Advisors, Inc.
SEC-registered investment adviser · CRD 114245 · SEC 801-117510
At a glance
Rhodes Investment Advisors, Inc. is an SEC-registered investment adviser based in Fort Worth, Texas, with $419 million in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is individuals, and it reports 789 individual clients. By Form ADV it is a wealth manager, ranked 3,345th of 8,915 wealth managers and 8,575th of 17,210 SEC-registered advisers by assets.
Main office 817-334-0455rhodessecurities.comAs filed on Form ADV
- Regulatory AUM
- $419M
- Rank among wealth managers
- #3,345 of 8,915
- Rank among all SEC RIAs
- #8,575 of 17,210
- Rank in Texas
- #564 of 1,081
- Individual clients
- 789
- High-net-worth clients
- 0
- Accounts
- 805
- Discretionary
- 51% of AUM
- Employees
- 9
- Advisory staff
- 9
- Offices
- 4
Owners and executives on its Form ADV
- J. G. RhodesPresident, CCO, CEO, Shareholder
Custody and brokerage
Broker-dealer
Hybrid RIA
Rhodes Investment Advisors, Inc. is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Rhodes Securities, Inc..
- Rhodes Securities, Inc. ↗CRD 19610
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, July 2026
Its Form ADV brochure (filed August 2026) names Rhodes Securities as the broker-dealer its advisers are registered with.
Some of our Agents are registered representatives of Rhodes Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 789 | $336M | 80% |
| Pension and profit sharing plans | 16 | $84M | 20% |
Disciplinary disclosures
Rhodes Investment Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗rhodessecurities.com ↗
AtlasMembers
The full record on Rhodes Investment Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,910 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Rhodes Investment Advisors, Inc. manage?
Rhodes Investment Advisors, Inc. reports $419 million in regulatory assets under management across 805 accounts, 51% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
What kind of firm is Rhodes Investment Advisors, Inc.?
Rhodes Investment Advisors, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Rhodes Investment Advisors, Inc.’s clients?
By assets, its largest client types are individuals ($336 million, 789 clients); pension and profit sharing plans ($84 million, 16 clients).
Does Rhodes Investment Advisors, Inc. have any disciplinary history?
Rhodes Investment Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Rhodes Investment Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →