Wealth manager, wrap-program sponsor · Harrisburg, PA
Grandview Asset Management LLC
SEC-registered investment adviser · CRD 172357 · SEC 801-108096
At a glance
Grandview Asset Management LLC is an SEC-registered investment adviser based in Harrisburg, Pennsylvania, with $412 million in regulatory assets under management as of its Form ADV filed June 29, 2026. Its largest client group by assets is individuals, and it reports 606 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,396th of 8,915 wealth managers and 8,656th of 17,210 SEC-registered advisers by assets.
Main office 717-541-1000grandview.comAs filed on Form ADV
- Regulatory AUM
- $412M
- Rank among wealth managers
- #3,396 of 8,915
- Rank among all SEC RIAs
- #8,656 of 17,210
- Rank in Pennsylvania
- #317 of 564
- Individual clients
- 606
- High-net-worth clients
- 31
- Accounts
- 1,372
- Discretionary
- 98% of AUM
- Employees
- 9
- Advisory staff
- 4
- Offices
- 6
Owners and executives on its Form ADV
- Bruce A. SmithCco/owner
- Adam D. KoserOwner, CIO
Custody and brokerage
Broker-dealer
Hybrid RIA
Grandview Asset Management LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Purshe Kaplan Sterling Investments, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
ensation for the Sale of Securities. 8 To permit GrandView clients to have access to as many investment solutions as possible, certain professionals of GrandView may be registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 575 | $246M | 60% |
| High-net-worth individuals | 31 | $165M | 40% |
| Corporations or other businesses | – | $0M | <1% |
| Charitable organizations | – | $0M | <1% |
Disciplinary disclosures
Grandview Asset Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗grandview.com ↗
AtlasMembers
The full record on Grandview Asset Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,961 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Grandview Asset Management LLC manage?
Grandview Asset Management LLC reports $412 million in regulatory assets under management across 1,372 accounts, 98% of it on a discretionary basis, on its Form ADV filed June 29, 2026.
What kind of firm is Grandview Asset Management LLC?
Grandview Asset Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Grandview Asset Management LLC’s clients?
By assets, its largest client types are individuals ($246 million, 575 clients); high-net-worth individuals ($165 million, 31 clients); corporations or other businesses ($306,237).
Does Grandview Asset Management LLC have any disciplinary history?
Grandview Asset Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Grandview Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →