Wealth manager, independent · Dallas, TX
Castleview Partners, LLC
SEC-registered investment adviser · CRD 281410 · SEC 801-106652
At a glance
Castleview Partners, LLC is an SEC-registered investment adviser based in Dallas, Texas, with $417 million in regulatory assets under management as of its Form ADV filed May 6, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 592 individual clients. By Form ADV it is a wealth manager, ranked 3,360th of 8,915 wealth managers and 8,601st of 17,210 SEC-registered advisers by assets.
Main office 214-710-1995castleviewpartners.comAs filed on Form ADV
- Regulatory AUM
- $417M
- Rank among wealth managers
- #3,360 of 8,915
- Rank among all SEC RIAs
- #8,601 of 17,210
- Rank in Texas
- #568 of 1,081
- Individual clients
- 592
- High-net-worth clients
- 80
- Accounts
- 1,894
- Discretionary
- 99% of AUM
- Employees
- 22
- Advisory staff
- 12
- Offices
- 6
Owners and executives on its Form ADV
- Umberto PerezPrincipal
- Douglas W. GillPrincipal, Chief Executive Officer
- David M. FajardoPrincipal, Director of Capital Markets
- Douglas W. GillChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Castleview Partners, LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 80 | $196M | 47% |
| Individuals | 512 | $142M | 34% |
| Other investment advisers | 2 | $79M | 19% |
Disciplinary disclosures
Castleview Partners, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗castleviewpartners.com ↗
AtlasMembers
The full record on Castleview Partners, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,927 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Castleview Partners, LLC manage?
Castleview Partners, LLC reports $417 million in regulatory assets under management across 1,894 accounts, 99% of it on a discretionary basis, on its Form ADV filed May 6, 2026.
What kind of firm is Castleview Partners, LLC?
Castleview Partners, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Castleview Partners, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($196 million, 80 clients); individuals ($142 million, 512 clients); other investment advisers ($79 million, 2 clients).
Does Castleview Partners, LLC have any disciplinary history?
Castleview Partners, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Castleview Partners, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →