Broker-dealer firm · Colorado Springs, CO
Cascade Investment Group, Inc.
SEC-registered investment adviser · CRD 35844 · SEC 801-53819
At a glance
Cascade Investment Group, Inc. is an SEC-registered investment adviser based in Colorado Springs, Colorado, with $420 million in regulatory assets under management as of its Form ADV filed March 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 580 individual clients. By Form ADV it is a broker-dealer firm, ranked 218th of 391 broker-dealer firms and 8,566th of 17,210 SEC-registered advisers by assets.
Main office 719-632-0818ciginc.netLinkedInAs filed on Form ADV
- Regulatory AUM
- $420M
- Rank among broker-dealer firms
- #218 of 391
- Rank among all SEC RIAs
- #8,566 of 17,210
- Rank in Colorado
- #158 of 359
- Individual clients
- 580
- High-net-worth clients
- 78
- Accounts
- 978
- Discretionary
- 90% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Robert Gold WrubelPresident/managing Director
- Scott Alexander RethiChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Cascade Investment Group, Inc. is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 78 | $208M | 50% |
| Individuals | 502 | $142M | 34% |
| Pension and profit sharing plans | 25 | $40M | 10% |
| Charitable organizations | 9 | $25M | 6% |
| Corporations or other businesses | 9 | $4M | <1% |
Disciplinary disclosures
Cascade Investment Group, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗ciginc.net ↗
AtlasMembers
The full record on Cascade Investment Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 150 peers of its type and size
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- Owners and executives, with titles and stakes
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Cascade Investment Group, Inc. manage?
Cascade Investment Group, Inc. reports $420 million in regulatory assets under management across 978 accounts, 90% of it on a discretionary basis, on its Form ADV filed March 23, 2026.
What kind of firm is Cascade Investment Group, Inc.?
Cascade Investment Group, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons.
Who are Cascade Investment Group, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($208 million, 78 clients); individuals ($142 million, 502 clients); pension and profit sharing plans ($40 million, 25 clients).
Does Cascade Investment Group, Inc. have any disciplinary history?
Cascade Investment Group, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Cascade Investment Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →