Adviser and broker representative · Cascade Investment Group, Inc.
Theresa G. Brock
CRD 5481762 · Colorado Springs, CO
At a glance
Theresa G. Brock is an investment adviser representative with Cascade Investment Group, Inc. in Colorado Springs, CO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Theresa’s SEC record dates to 2018, about 8 years ago. Theresa is also registered as a broker representative.
Current advisory firm
- Cascade Investment Group, Inc.Since June 2018Colorado Springs, CO · $420M in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Theresa’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Cascade Investment Group, Inc.
- Kenneth M. BeachColorado Springs
- Fermin J. Padilla Jr.Colorado Springs
- Robert G. WrubelColorado Springs · Certified Financial Planner
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