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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3021
    TCW PT Management Company LLCLos Angeles, CA · 5 clientsPrivate fund adviserHybridTCW Asia Limited, TCW Funds Distributors LLC
    No custodian reported
    $2.7B
  2. 3025
    Global Atlantic Investment Advisors, LLCIndianapolis, IN · 16 clientsAsset managerHybridGlobal Atlantic Distributors, LLC
    No custodian reported
    $2.7B
  3. 3026
    Duncan Williams Asset Management, LLCMemphis, TN · 2,238 clientsAsset managerHybrid
    Schwab 100%
    $2.7B
  4. 3034
    Precision Capital Advisors, LLCGreenwich, CT · 42 clientsPrivate fund adviserHybridPCA Capital Securities, LLC
    No custodian reported
    $2.7B
  5. 3036
    Capital Dynamics, Inc.New York, NY · 27 clientsPrivate fund adviserHybridCapital Dynamics Broker Dealer LLC, Capital Dynamics Gmbh
    No custodian reported
    $2.7B
  6. 3038
    Valley Wealth Managers, Inc.Paramus, NJ · 969 clientsWealth managerBank-affiliatedHybridValley Financial Management, Inc.
    Schwab 65%Pershing 24%
    $2.7B
  7. 3041
    CIM Capital, LLCLos Angeles, CA · 15 clientsPrivate fund adviserHybridCCO Capital, LLC, CIM Group (australia) PTY LTD
    No custodian reported
    $2.7B
  8. 3044
    McAdam LLCRadnor, PA · 5,551 clientsWealth managerHybrid
    Schwab 100%
    $2.7B
  9. 3047
    Pine Valley InvestmentsMarlton, NJ · 2,113 clientsWealth managerHybrid
    Schwab 100%
    $2.7B
  10. 3048
    Paralel Advisors LLCDenver, CO · 3 clientsAsset managerHybridParalel Distributors LLC
    No custodian reported
    $2.7B
  11. 3058
    IPI Wealth Management, Inc.Decatur, IL · 13,260 clientsWealth managerHybridInvestment Planners, Inc., clears through RBC Capital Markets
    Schwab 100%
    $2.7B
  12. 3069
    Mesirow Re-Ia, Inc.Chicago, IL · 2 clientsPrivate fund adviserHybridMesirow Financial, Inc., clears through National Financial Services (Fidelity), Pershing
    No custodian reported
    $2.6B
  13. 3070
    Jacobi Capital Management, LLCPittston, PA · 3,024 clientsWealth managerHybrid
    LPL Financial 100%
    $2.6B
  14. 3071
    Sunbelt SecuritiesHouston, TX · 6,241 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $2.6B
  15. 3072
    The Patriot Financial Group, LLCWalpole, MA · 2,545 clientsWealth managerHybrid
    Schwab 100%
    $2.6B
  16. 3073
    Variant InvestmentsPortland, OR · 4 clientsAsset managerHybrid
    No custodian reported
    $2.6B
  17. 3080
    First Citizens Investor Services, Inc.Raleigh, NC · 7,645 clientsBroker-dealer firmHybridFirst Citizens Capital Securities, LLC, First Citizens Investor Services, Inc.
    Pershing 100%
    $2.6B
  18. 3086
    Popular Securities, LLCHato Rey, PR · 2,403 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $2.6B
  19. 3095
    Motley Fool Asset ManagementAlexandria, VA · 6 clientsAsset managerHybrid
    No custodian reported
    $2.6B
  20. 3096
    Tradition Wealth Management LLCEdina, MN · 2,244 clientsWealth managerHybrid
    Schwab 100%
    $2.6B
  21. 3103
    Pear Tree Advisors, Inc.Lincoln, MA · 1 clientsAsset managerHybridU. S. Boston Capital Corporation
    No custodian reported
    $2.6B
  22. 3111
    Icon Wealth PartnersHouston, TX · 629 clientsWealth managerHybrid
    Fidelity 100%
    $2.6B
  23. 3114
    International Assets Investment Management, LLCOrlando, FL · 5,961 clientsWealth managerHybridBHS Financial, LLC, ETC Brokerage Services, LLC, clears through Charles Schwab
    RBC 100%
    $2.6B
  24. 3123
    Rational Advisors, Inc.San Juan, PR · 13 clientsAsset managerHybridALT Fund Distributors LLC
    No custodian reported
    $2.6B
  25. 3126
    Kensington Asset Management, LLCAustin, TX · 21 clientsAsset managerHybrid
    No custodian reported
    $2.6B
  26. 3129
    MAS Advisors LLCCoral Gables, FL · 21 clientsAsset managerHybrid
    No custodian reported
    $2.6B
  27. 3132
    Cookson Peirce Wealth ManagementPittsburgh, PA · 1,648 clientsWealth managerHybrid
    Schwab 97%
    $2.6B
  28. 3133
    SSI Investment Management LLCLos Angeles, CA · 79 clientsAsset managerHybridResolute Investment Distributors, Inc.
    Northern Trust 45%BNY 40%
    $2.6B
  29. 3136
    Chickasaw Capital Management, LLCMemphis, TN · 386 clientsAsset managerHybridChickasaw Securities, LLC, clears through National Financial Services (Fidelity)
    Fidelity 31%Comerica Bank 29%BNY 25%
    $2.5B
  30. 3139
    Creativeone Securities, LLCOverland Park, KS · 12,485 clientsBroker-dealer firmHybrid
    Pershing 65%Schwab 35%
    $2.5B
  31. 3141
    Blackstone Ireland Fund Management LimitedDublin 2, Ireland · 3 clientsPrivate fund adviserHybridASK Investment Managers LTD., Blackstone Securities Partners L.P.
    No custodian reported
    $2.5B
  32. 3144
    Commerce Investment Advisors, Inc.Kansas City, MO · 9 clientsAsset managerHybridCommerce Bank, Commerce Brokerage Services, Inc., clears through National Financial Services (Fidelity)
    No custodian reported
    $2.5B
  33. 3145
    Strategic Blueprint, LLCAtlanta, GA · 3,506 clientsWealth managerHybridThe Strategic Financial Alliance, Inc., Timbrel Capital, LLC
    Schwab 75%Fidelity 25%
    $2.5B
  34. 3149
    Revisor Wealth Management LLCAkron, OH · 3,132 clientsWealth managerHybrid
    Schwab 64%Fidelity 35%
    $2.5B
  35. 3150
    Locorr Fund Management, LLCExcelsior, MN · 1 clientsAsset managerHybridLocorr Distributors, LLC
    No custodian reported
    $2.5B
  36. 3152
    The Fiduciary AllianceGreenville, SC · 8,964 clientsWealth managerHybrid
    Schwab 88%
    $2.5B
  37. 3162
    Xcelsior Advisor Partners LLCScottsdale, AZ · 1,501 clientsWealth managerHybrid
    Fidelity 92%
    $2.5B
  38. 3164
    New AGE AlphaRye, NY · 23 clientsAsset managerHybrid
    Schwab 100%
    $2.5B
  39. 3169
    Main Street Financial Solutions, LLCNewtown, PA · 2,111 clientsWealth managerHybrid
    Schwab 100%
    $2.5B
  40. 3170
    Hilltop Securities Inc.Dallas, TX · 3,407 clientsBroker-dealer firmHybridMomentum Independent Network Inc.
    No custodian reported
    $2.5B

RIAs by state