Wealth manager, independent · Walpole, MA
The Patriot Financial Group, LLC
The Patriot Financial Group Insurance Agency, LLC · SEC-registered investment adviser · CRD 172470 · SEC 801-80245
At a glance
The Patriot Financial Group, LLC is an SEC-registered investment adviser based in Walpole, Massachusetts, with $2.6B in regulatory assets under management as of its Form ADV filed July 13, 2026. It reports 2,361 individual clients, 371 of them high-net-worth, holding an average of about $0.6 million each, and 59 employees. That ranks it 427th among the nation’s 5,657 independent wealth management RIAs and 27th of 202 in Massachusetts. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 508-251-6100patriotfinancialgroup.orgLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among independent wealth managers
- #427 of 5,657
- Rank among all SEC RIAs
- #3,072 of 17,210
- Rank in Massachusetts
- #27 of 202
- Individual clients
- 2,361
- High-net-worth clients
- 371
- Accounts
- 5,615
- Discretionary
- 100% of AUM
- Employees
- 59
- Advisory staff
- 33
- Offices
- 25
Owners and executives on its Form ADV
- Michael P. TashjianChief Executive Officer
- Jon J LorangerChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
The Patriot Financial Group, LLC is a hybrid RIA: 17 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed April 2026) names Cetera Financial Specialists and Cetera as the broker-dealer its advisers are registered with.
Broker-Dealer Affiliation Advisory Persons may also be registered representatives of Cetera Financial Specialists LLC (“Cetera”) (CRD# 10358) Cetera Financial Specialists LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 136 | $1.2B | 45% |
| High-net-worth individuals | 371 | $886M | 34% |
| Individuals | 1,990 | $540M | 20% |
| Corporations or other businesses | 37 | $15M | <1% |
| Charitable organizations | 11 | $6M | <1% |
Disciplinary disclosures
The Patriot Financial Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗patriotfinancialgroup.org ↗
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The full record on The Patriot Financial Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,534 peers of its type and size
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- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Massachusetts
All of Massachusetts →| Firm | Regulatory AUM | Clients |
|---|---|---|
| SVB WealthBoston | $3.1B | 1,024 |
| Birch Hill Investment Advisors LLCBoston | $2.9B | 182 |
| Windrose Advisors LLCWaltham | $2.7B | 70 |
| Moody, Lynn, Lieberson & Walker, LLCBoston | $2.4B | 503 |
| Washington Trust AdvisorsWellesley | $2.4B | 781 |
| Baldwin Wealth Partners, LLCMarion | $2.3B | 738 |
Background
Questions
How much does The Patriot Financial Group, LLC manage?
The Patriot Financial Group, LLC reports $2.6B in regulatory assets under management across 5,615 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 13, 2026.
How many clients does The Patriot Financial Group, LLC have?
It reports 2,361 individual clients: 371 high-net-worth individuals and 1,990 other individuals. Individuals account for about 54% of its regulatory assets.
Where is The Patriot Financial Group, LLC headquartered?
Its main office is in Walpole, Massachusetts. It reports 25 offices in total and 59 employees, 33 of whom perform investment advisory functions.
How does The Patriot Financial Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does The Patriot Financial Group, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 13, 2026, it reports these amounts held: Charles Schwab ($1.4B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is The Patriot Financial Group, LLC a hybrid RIA with a broker-dealer?
The Patriot Financial Group, LLC is a hybrid RIA: 17 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is The Patriot Financial Group, LLC a fiduciary?
As an SEC-registered investment adviser, The Patriot Financial Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 17 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is The Patriot Financial Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →