Private fund adviser · LOS Angeles, CA
CIM Capital, LLC
SEC-registered investment adviser · CRD 277038 · SEC 801-106534
At a glance
CIM Capital, LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $2.7 billion in regulatory assets under management as of its Form ADV filed September 2, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,408th of 4,686 private fund advisers and 3,041st of 17,210 SEC-registered advisers by assets.
Main office 323-860-4900cimgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.7B
- Rank among private fund advisers
- #1,408 of 4,686
- Rank among all SEC RIAs
- #3,041 of 17,210
- Rank in California
- #346 of 1,873
- Clients
- 15
- Accounts
- 7
- Discretionary
- 100% of AUM
- Employees
- 160
- Advisory staff
- 16
- Offices
- 1
Owners and executives on its Form ADV
- Avraham (. ShemeshVice President
- Mukya S. PorterVice President, Secretary and Chief Compliance Officer
- David A. ThompsonVice President and Chief Financial Officer
- Daniel J. BelsonVice President, Technology
Custody and brokerage
Custodian
CIM Capital, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
CIM Capital, LLC is a hybrid RIA: 12 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: CCO Capital, LLC, CIM Group (australia) PTY LTD, CIM Group UK Limited, CIM Japan, LTD. and Round Hill Capital Markets LTD.
- CCO Capital, LLC ↗CRD 31147
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
- CIM Group (australia) PTY LTD
- CIM Group UK Limited
- CIM Japan, LTD.
- Round Hill Capital Markets LTD ↗CRD 306688
Its Form ADV brochure (filed March 2026) names CCO Capital as the broker-dealer its advisers are registered with.
Certain Supervised Persons of CIM are registered representatives of CCO Capital, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 15 | $2.7B | 100% |
Private funds
CIM Capital, LLC reports 7 private funds with $2.7B in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
CIM Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗cimgroup.com ↗
AtlasMembers
The full record on CIM Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,720 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does CIM Capital, LLC manage?
CIM Capital, LLC reports $2.7 billion in regulatory assets under management across 7 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 2, 2026.
What kind of firm is CIM Capital, LLC?
CIM Capital, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are CIM Capital, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($2.7 billion, 15 clients).
Does CIM Capital, LLC manage private funds?
Yes. It reports 7 private funds with $2.7 billion in gross assets, including hedge funds, private equity funds.
Does CIM Capital, LLC have any disciplinary history?
CIM Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is CIM Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →