Wealth manager, independent · Pittston, PA
Jacobi Capital Management, LLC
SEC-registered investment adviser · CRD 147663 · SEC 801-69398
At a glance
Jacobi Capital Management, LLC is an SEC-registered investment adviser based in Pittston, Pennsylvania, with $2.6B in regulatory assets under management as of its Form ADV filed June 24, 2026. It reports 2,900 individual clients, 1,087 of them high-net-worth, holding an average of about $0.8 million each, and 31 employees. That ranks it 426th among the nation’s 5,657 independent wealth management RIAs and 34th of 260 in Pennsylvania. It reports LPL Financial as the custodian for its clients’ separately managed accounts.
Main office 570-826-1801jacobicapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among independent wealth managers
- #426 of 5,657
- Rank among all SEC RIAs
- #3,070 of 17,210
- Rank in Pennsylvania
- #34 of 260
- Individual clients
- 2,900
- High-net-worth clients
- 1,087
- Accounts
- 6,842
- Discretionary
- 97% of AUM
- Employees
- 31
- Advisory staff
- 31
- Offices
- 4
Owners and executives on its Form ADV
- Michael J. HirthlerManaging Member
- April Lynn VinciarelliChief Operating Officer
- Suzanne E. KelloggChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Jacobi Capital Management, LLC is a hybrid RIA: 27 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Associated persons of JCM may also be Registered Representatives of LPL.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,087 | $2.0B | 76% |
| Individuals | 1,813 | $372M | 14% |
| Corporations or other businesses | 59 | $114M | 4% |
| Pension and profit sharing plans | 36 | $77M | 3% |
| Charitable organizations | 29 | $68M | 3% |
Disciplinary disclosures
Jacobi Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗jacobicapital.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Fragasso Financial AdvisorsSewickley | $2.8B | 2,073 |
| RTD Financial Advisors IncPhiladelphia | $2.7B | 719 |
| McAdam LLCRadnor | $2.7B | 5,538 |
| Cookson Peirce Wealth ManagementPittsburgh | $2.6B | 1,544 |
| RKL Private WealthLancaster | $2.5B | 948 |
| Main Street Financial Solutions, LLCNewtown | $2.5B | 1,981 |
Background
Questions
How much does Jacobi Capital Management, LLC manage?
Jacobi Capital Management, LLC reports $2.6B in regulatory assets under management across 6,842 accounts, 97% of it on a discretionary basis, on its Form ADV filed June 24, 2026.
How many clients does Jacobi Capital Management, LLC have?
It reports 2,900 individual clients: 1,087 high-net-worth individuals and 1,813 other individuals. Individuals account for about 90% of its regulatory assets.
Where is Jacobi Capital Management, LLC headquartered?
Its main office is in Pittston, Pennsylvania. It reports 4 offices in total and 31 employees, 31 of whom perform investment advisory functions.
How does Jacobi Capital Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Jacobi Capital Management, LLC use?
It reports LPL Financial as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed June 24, 2026, it reports these amounts held: LPL Financial ($2.4B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Jacobi Capital Management, LLC a hybrid RIA with a broker-dealer?
Jacobi Capital Management, LLC is a hybrid RIA: 27 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Jacobi Capital Management, LLC a fiduciary?
As an SEC-registered investment adviser, Jacobi Capital Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 27 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Jacobi Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →