Wealth manager, independent · Lancaster, PA
RKL Private Wealth
RKL Wealth Management LLC · SEC-registered investment adviser · CRD 122693 · SEC 801-66968
At a glance
RKL Private Wealth is an SEC-registered investment adviser based in Lancaster, Pennsylvania, with $2.5B in regulatory assets under management as of its Form ADV filed September 30, 2026. It reports 948 individual clients, 462 of them high-net-worth, holding an average of about $2.2 million each, and 38 employees. That ranks it 450th among the nation’s 5,657 independent wealth management RIAs and 36th of 260 in Pennsylvania. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 717-399-1700rklwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.5B
- Rank among independent wealth managers
- #450 of 5,657
- Rank among all SEC RIAs
- #3,168 of 17,210
- Rank in Pennsylvania
- #36 of 260
- Individual clients
- 948
- High-net-worth clients
- 462
- Accounts
- 2,675
- Discretionary
- 88% of AUM
- Employees
- 38
- Advisory staff
- 23
- Offices
- 7
Owners and executives on its Form ADV
- Julie A EnglertChief Compliance Officer
- David M. MoraisPresident
- Thomas D. ReardonExecutive Vice President
Custody and brokerage
Broker-dealer
No broker-dealer ties
RKL Private Wealth reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 462 | $1.9B | 76% |
| Pension and profit sharing plans | 68 | $319M | 13% |
| Individuals | 486 | $191M | 8% |
| Corporations or other businesses | 21 | $46M | 2% |
| Charitable organizations | 13 | $27M | 1% |
| State or municipal government entities | – | $14M | <1% |
Disciplinary disclosures
RKL Private Wealth reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗rklwealth.com ↗
AtlasMembers
The full record on RKL Private Wealth
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,606 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| McAdam LLCRadnor | $2.7B | 5,538 |
| Jacobi Capital Management, LLCPittston | $2.6B | 2,900 |
| Cookson Peirce Wealth ManagementPittsburgh | $2.6B | 1,544 |
| Main Street Financial Solutions, LLCNewtown | $2.5B | 1,981 |
| Guyasuta Investment Advisors, IncorporatedPittsburgh | $2.4B | 451 |
| Traynor Capital ManagementMalvern | $2.4B | 1,590 |
Background
Questions
How much does RKL Private Wealth manage?
RKL Private Wealth reports $2.5B in regulatory assets under management across 2,675 accounts, 88% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
How many clients does RKL Private Wealth have?
It reports 948 individual clients: 462 high-net-worth individuals and 486 other individuals. Individuals account for about 84% of its regulatory assets.
Where is RKL Private Wealth headquartered?
Its main office is in Lancaster, Pennsylvania. It reports 7 offices in total and 38 employees, 23 of whom perform investment advisory functions.
How does RKL Private Wealth charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does RKL Private Wealth use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 30, 2026, it reports these amounts held: Charles Schwab ($2.3B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is RKL Private Wealth a hybrid RIA with a broker-dealer?
RKL Private Wealth reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is RKL Private Wealth a fiduciary?
As an SEC-registered investment adviser, RKL Private Wealth owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is RKL Private Wealth’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →