Private fund adviser · LOS Angeles, CA
TCW PT Management Company LLC
SEC-registered investment adviser · CRD 333068 · SEC 801-131519
At a glance
TCW PT Management Company LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $2.7 billion in regulatory assets under management as of its Form ADV filed May 5, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,397th of 4,686 private fund advisers and 3,021st of 17,210 SEC-registered advisers by assets.
Main office 213-244-0000tcw.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.7B
- Rank among private fund advisers
- #1,397 of 4,686
- Rank among all SEC RIAs
- #3,021 of 17,210
- Rank in California
- #343 of 1,873
- Clients
- 5
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 344
- Advisory staff
- 38
- Offices
- 6
Owners and executives on its Form ADV
- Richard M. VillaBoard Member, Executive Vice President, Chief Financial Officer
- Kathryn A. KochPresident, Chief Executive Officer
- Andrew J. BowdenBoard Member, Executive Vice President, General Counsel, and Secretary
- Melissa L. StolfiExecutive Vice President and Global Chief Operating Officer
- Richard T. MillerBoard Member, Group Managing Director
- David C. WangBoard Member, Managing Director
- Jessica H KungExecutive Vice President, and Chief Human Resources Officer
- Kathryn L. JonesGlobal Chief Compliance Officer
Custody and brokerage
Custodian
TCW PT Management Company LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
TCW PT Management Company LLC is a hybrid RIA: 68 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: TCW Asia Limited and TCW Funds Distributors LLC.
- TCW Asia Limited
- TCW Funds Distributors LLC ↗CRD 16670
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $2.0B | 75% |
| Business development companies | 1 | $668M | 25% |
Private funds
TCW PT Management Company LLC reports 2 private funds with $1.5B in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
TCW PT Management Company LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗tcw.com ↗
AtlasMembers
The full record on TCW PT Management Company LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,721 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does TCW PT Management Company LLC manage?
TCW PT Management Company LLC reports $2.7 billion in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 5, 2026.
What kind of firm is TCW PT Management Company LLC?
TCW PT Management Company LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are TCW PT Management Company LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($2.0 billion, 4 clients); business development companies ($668 million, 1 clients).
Does TCW PT Management Company LLC manage private funds?
Yes. It reports 2 private funds with $1.5 billion in gross assets, including private equity funds.
Does TCW PT Management Company LLC have any disciplinary history?
TCW PT Management Company LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is TCW PT Management Company LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →