Global Chief Compliance Officer · TCW Asset Management Company LLC
Kathryn L. Jones
CRD 6768341 · Named on Form ADV at 6 SEC-registered advisers
At a glance
TCW Asset Management Company LLC, an SEC-registered asset manager based in LOS Angeles, CA with $81.2 billion in regulatory assets, lists Kathryn L. Jones on its Form ADV as Global Chief Compliance Officer, a control person. The SEC filings also name Kathryn at 5 other registered advisers.
Firms and roles
- TCW Asset Management Company LLCGlobal Chief Compliance OfficerAsset manager · LOS Angeles, CA · $81B in regulatory assets
- Metropolitan West Asset Management LLCGlobal Chief Compliance OfficerAsset manager · LOS Angeles, CA · $79B in regulatory assets
- TCW Investment Management Company LLCGlobal Chief Compliance OfficerAsset manager · LOS Angeles, CA · $39B in regulatory assets
- TCW PT Management Company LLCGlobal Chief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $2.7B in regulatory assets
- TCW Asset Backed Finance Management Company LLCGlobal Chief Compliance OfficerAsset manager · LOS Angeles, CA · $425M in regulatory assets
- Sepulveda Management LLCGlobal Chief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $355M in regulatory assets
AtlasMembers
Kathryn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 6 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- Richard M. VillaBoard Member, Executive Vice President, Chief Financial Officer, TCW Asset Management Company LLC
- Marc I. SternChairman, TCW Asset Management Company LLC
- Kathryn A. KochPresident and Chief Executive Officer, TCW Asset Management Company LLC
- Andrew J. BowdenBoard Member, Executive Vice President, General Counsel and Secretary, TCW Asset Management Company LLC
- Melissa L. StolfiExecutive Vice President and Global Chief Operating Officer, TCW Asset Management Company LLC
8 more people named with Kathryn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.