Private fund adviser · LOS Angeles, CA
Sepulveda Management LLC
SEC-registered investment adviser · CRD 284290 · SEC 801-108097
At a glance
Sepulveda Management LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $355 million in regulatory assets under management as of its Form ADV filed May 5, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,402nd of 4,686 private fund advisers and 9,347th of 17,210 SEC-registered advisers by assets.
Main office 213-244-0000tcw.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $355M
- Rank among private fund advisers
- #3,402 of 4,686
- Rank among all SEC RIAs
- #9,347 of 17,210
- Rank in California
- #1,080 of 1,873
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Jeremy Q. ZhuManaging Director
- Vincent M. StauntonSenior Vice President
- David C. WangManaging Director
- Richard M. VillaExecutive Vice President and Chief Financial Officer
- Martin K. LaneSenior Vice President
- Andrew J. BowdenExecutive Vice President and General Counsel
- Kathryn L. JonesGlobal Chief Compliance Officer
Custody and brokerage
Custodian
Sepulveda Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Sepulveda Management LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: TCW Asia Limited and TCW Funds Distributors LLC.
- TCW Asia Limited
- TCW Funds Distributors LLC ↗CRD 16670
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $355M | 100% |
Private funds
Sepulveda Management LLC reports 3 private funds with $355M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Sepulveda Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗tcw.com ↗
AtlasMembers
The full record on Sepulveda Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,176 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sepulveda Management LLC manage?
Sepulveda Management LLC reports $355 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 5, 2026.
What kind of firm is Sepulveda Management LLC?
Sepulveda Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Sepulveda Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($355 million, 3 clients).
Does Sepulveda Management LLC manage private funds?
Yes. It reports 3 private funds with $355 million in gross assets, including hedge funds.
Does Sepulveda Management LLC have any disciplinary history?
Sepulveda Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sepulveda Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →