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Chairman · TCW Asset Management Company LLC

Marc I. Stern

CRD 4335929 · Named on Form ADV at 3 SEC-registered advisers

At a glance

TCW Asset Management Company LLC, an SEC-registered asset manager based in LOS Angeles, CA with $81.2 billion in regulatory assets, lists Marc I. Stern on its Form ADV as Chairman, a control person. The SEC filings also name Marc at 2 other registered advisers.

Firms and roles

AtlasMembers

Marc’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Richard M. VillaBoard Member, Executive Vice President, Chief Financial Officer, TCW Asset Management Company LLC
  • Kathryn A. KochPresident and Chief Executive Officer, TCW Asset Management Company LLC
  • Andrew J. BowdenBoard Member, Executive Vice President, General Counsel and Secretary, TCW Asset Management Company LLC
  • Melissa L. StolfiExecutive Vice President and Global Chief Operating Officer, TCW Asset Management Company LLC
  • Jessica H KungExecutive Vice President, and Chief Human Resources Officer, TCW Asset Management Company LLC

2 more people named with Marc on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.