Private fund adviser · New York, NY
Capital Dynamics, Inc.
SEC-registered investment adviser · CRD 130320 · SEC 801-69335
At a glance
Capital Dynamics, Inc. is an SEC-registered investment adviser based in New York, New York, with $2.7 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,406th of 4,686 private fund advisers and 3,036th of 17,210 SEC-registered advisers by assets.
Main office 212-798-3400capdyn.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.7B
- Rank among private fund advisers
- #1,406 of 4,686
- Rank among all SEC RIAs
- #3,036 of 17,210
- Rank in New York
- #738 of 2,591
- Clients
- 27
- Accounts
- 27
- Discretionary
- 88% of AUM
- Employees
- 30
- Advisory staff
- 13
- Offices
- 1
Owners and executives on its Form ADV
- Andrew G. BernsteinExecutive Committee Member
- Thomas J KubrBoard Member
- Hina AhmadChief Operating Officer, Board Member, Executive Committee Member
- Martin G. HahnChief Executive Officer, Executive Committee Member and Board Member
- Harald ZeiterGroup General Counsel, Executive Committee Member
- Carolin HirschbielExecutive Committee Member
- George GeorgiouExecutive Committee Member
- Reid W. ConwayGlobal Chief Compliance Officer
- Dario BertagnaExecutive Committee Member
- Barney A. ColesExecutive Committee Member
- Joseph B. MarksExecutive Committee Member
- Susan G. BeckermanExecutive Committee Member
Custody and brokerage
Custodian
Capital Dynamics, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Capital Dynamics, Inc. is a hybrid RIA: 12 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Capital Dynamics Broker Dealer LLC and Capital Dynamics Gmbh.
- Capital Dynamics Broker Dealer LLC ↗CRD 148780
- Capital Dynamics Gmbh
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 27 | $2.7B | 100% |
Private funds
Capital Dynamics, Inc. reports 27 private funds with $2.8B in gross assets: private equity funds, venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Capital Dynamics, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗capdyn.com ↗
AtlasMembers
The full record on Capital Dynamics, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,720 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Capital Dynamics, Inc. manage?
Capital Dynamics, Inc. reports $2.7 billion in regulatory assets under management across 27 accounts, 88% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Capital Dynamics, Inc.?
Capital Dynamics, Inc. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Capital Dynamics, Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($2.7 billion, 27 clients).
Does Capital Dynamics, Inc. manage private funds?
Yes. It reports 27 private funds with $2.8 billion in gross assets, including private equity funds, venture capital funds.
Does Capital Dynamics, Inc. have any disciplinary history?
Capital Dynamics, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Capital Dynamics, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →